CINVEN, INC.
Adviser information for CINVEN, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 12 | $4.4B |
| Total | 12 | $4.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $4.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | INVESTMENT ADVISORY SERVICES FOR PRIVATE FUND MANAGERS AND ADVISORS |
|---|---|
| Compensation | COSTS FOR ADVISORY SERVICES + AN ADDITIONAL PERCENTAGE OF COSTS |
Identifiers
| SEC RIA File Number | 801-127053 |
|---|---|
| SEC ERA File Number | 801-127053 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323534 |
| Legal Entity Identifier | None |
Principal Office
12 EAST 49TH STREET, TOWER 49NEW YORK
NY
United States
Monday - Friday, 9:00-5:30 EST
Tel: +1 212 328 1980, Fax: None
Chief Compliance Officer
PETER MOORE
ST. JAMES'S SQUARE
21
LONDON
United Kingdom
Tel:
+442076673264
P**********@*********M
(Full email address available in API data)
Regulatory Contact
BABETT CARRIER
ST. JAMES'S SQUARE
21
LONDON
United Kingdom
Tel:
+44 20 7661 3345
B*************@*********M
(Full email address available in API data)
Industry Affiliates
| CINVEN FRANCE SAS | Other investment adviser, including financial planners |
| CINVEN GMBH | Other investment adviser, including financial planners |
| CINVEN LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CINVEN S.R.L | Other investment adviser, including financial planners |
| CINVEN SPAIN, S.L.U | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CINVEN GROUP LIMITED | Foreign Entity | CINVEN HOLDINGS LIMITED | SHAREHOLDER | 08/2020 | > 75% |
| CINVEN HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 08/2020 | > 75% |
| MOORE, PETER, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |
| Kahr, Julia, Casper | Individual | – | PRESIDENT AND DIRECTOR | 07/2022 | < 5% |
| CINVEN HOLDINGS GUERNSEY LIMITED | Foreign Entity | CINVEN GROUP LIMITED | SHAREHOLDER | 08/2020 | > 75% |
| THE CINVEN GROUP 2008 EMPLOYEE BENEFIT TRUST | Foreign Entity | CINVEN HOLDINGS GUERNSEY LIMITED | SHAREHOLDER | 08/2020 | > 75% |
| RICHARDSON, JOHN, ROBERT | Individual | – | DIRECTOR, SECRETARY AND TREASURER | 10/2023 | < 5% |