ARCTIC CAPITAL ADVISORS LLC
Adviser information for ARCTIC CAPITAL ADVISORS LLC last updated from Form ADV on January 10th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $100.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $100.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $100.0M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealerRegistered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-127078 |
|---|---|
| SEC ERA File Number | 801-127078 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323347 |
| Legal Entity Identifier | None |
Principal Office
57 WEST 57TH STREET4TH FL
NEW YORK
NY
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 9179239649, Fax: None
Chief Compliance Officer
ROBERT BULL
CEO
57 WEST 57TH ST
4TH FL
NEW YORK
NY
United States
Tel:
9179239649
T****@****************C
(Full email address available in API data)
Regulatory Contact
DMITRY VORONSTSOV
MANAGER
57 WEST 57 TH ST
4TH FL
NEW YORK
NY
United States
Tel:
917 573 3282
D*********@****************C
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALIKOV, ANTON, BORISOVICH | Individual | – | CEO | 11/2020 | > 75% |
| BULL, ROBERT, LEE | Individual | – | CCO | 10/2022 | < 5% |
| ARCTIC CAPITAL LLC | Domestic Entity | – | OWNER | 10/2020 | > 75% |
| Alikov, Anton | Individual | ARCTIC CAPITAL LLC | OWNER | 12/2022 |