FIRST UNITED LEGACY ADVISORS

FIRST UNITED LEGACY ADVISORS LLC Legal Name

Adviser information for FIRST UNITED LEGACY ADVISORS last updated from Form ADV on January 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Maryland, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 0 $0
Total 0 $0

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-127079
SEC ERA File Number 801-127079
SEC CIK Numbers None
SEC CRD Numbers 324254
Legal Entity Identifier None

Principal Office

19 S. 2ND STREET
OAKLAND
MD
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 832-940-9952, Fax: None

Chief Compliance Officer

JONATHAN WOLF
PRESIDENT AND CEO
3040 POST OAK BLVD.
SUITE 1800
HOUSTON
TX
United States
Tel: 832-940-9952
(Full email address available in API data)

Industry Affiliates

FIRST UNITED CORPORATION Banking or thrift institution

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FIRST UNITED CORPORATION Domestic Entity OWNER 11/2022 > 75%
WOLF, JONATHAN, JOSEPH Individual PRESIDENT, CEO, CCO 11/2022 < 5%

No. Employees, Historic

10502022202320241 on 11/21/20221 on 1/3/2023

RAUM, Historic

0002022202320240 on 11/21/20220 on 1/3/2023