NICHE INVESTMENT ADVISORS LLC
Adviser information for NICHE INVESTMENT ADVISORS LLC last updated from Form ADV on September 26th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 110 | $25.2M |
| Non-Discretionary | 0 | $0 |
| Total | 110 | $25.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 101 | $12.8M |
| HNW Individuals | 9 | $12.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesTERMINATION FEE |
Identifiers
| SEC RIA File Number | 801-127080 |
|---|---|
| SEC ERA File Number | 801-127080 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311014 |
| Legal Entity Identifier | None |
Principal Office
2200 RENAISSANCE BLVD.SUITE 340
KING OF PRUSSIA
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 610-941-6900, Fax: None
Chief Compliance Officer
ARTHUR RICHARD EGLINGTON
MANAGING MEMBER
2200 RENAISSANCE BLVD.
SUITE 340
KING OF PRUSSIA
PA
United States
Tel:
610-941-6900
R***@*****************M
(Full email address available in API data)
Industry Affiliates
| NICHE FINANCIAL SERVICES, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EGLINGTON, ARTHUR, RICHARD | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 05/2022 | > 75% |