CRESCENT CAP NT ADVISORS, LLC
Adviser information for CRESCENT CAP NT ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 1 | $148.7M |
Non-Discretionary | 0 | $0 |
Total | 1 | $148.7M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 1 | $148.7M |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 1 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for investment companies |
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Compensation | % of AUMPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
SEC RIA File Number | 801-127081 |
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SEC ERA File Number | 801-127081 |
SEC CIK Numbers | None |
SEC CRD Numbers | 324139 |
Legal Entity Identifier | None |
Principal Office
11100 SANTA MONICA BOULEVARD, SUITE 2000LOS ANGELES
CA
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 310-235-5900, Fax: None
Websites
Chief Compliance Officer
ERIK G. BARRIOS
299 PARK AVENUE, 33RD FLOOR
NEW YORK
NY
United States
Tel:
212-364-0200
E***********@**************M
(Full email address available in API data)
Regulatory Contact
GEORGE P. HAWLEY
GENERAL COUNSEL
11100 SANTA MONICA BLVD, SUITE 2000
LOS ANGELES
CA
United States
Tel:
310-235-5900
G************@**************M
(Full email address available in API data)
Industry Affiliates
ADVISORS ASSET MANAGEMENT, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
BENTALLGREENOAK (CANADA) LIMITED PARTNERSHIP | Sponsor or syndicator of limited partnerships |
BENTALLGREENOAK (U.S.) LIMITED PARTNERSHIP | Other investment adviser, including financial plannersReal estate broker or dealerSponsor or syndicator of limited partnerships |
BENTALLGREENOAK REAL ESTATE US LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
BENTALLGREENOAK STRATEGIC CAPITAL PARTNERS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
BGO US REAL ESTATE LP | Other investment adviser, including financial planners |
CDL FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
CDL FUND III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
CPCP GENERAL PARTNER LLC | Sponsor, GP, manager of pooled investment vehicles |
CRESCENT CAP ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
CRESCENT CAPITAL GROUP HIGH INCOME B, LLC | Sponsor, GP, manager of pooled investment vehicles |
CRESCENT CAPITAL GROUP HIGH INCOME LLC | Sponsor, GP, manager of pooled investment vehicles |
CRESCENT CAPITAL GROUP LP | Other investment adviser, including financial planners |
CRESCENT CAPITAL GROUP LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
CRESCENT CREDIT EUROPE LLP | Other investment adviser, including financial planners |
CRESCENT CREDIT OPPORTUNITIES GP, S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
CRESCENT CREDIT OPPORTUNITIES, LLC | Sponsor, GP, manager of pooled investment vehicles |
CRESCENT CREDIT SOLUTIONS VIII, LLC | Sponsor, GP, manager of pooled investment vehicles |
CRESCENT DIRECT LENDING MANAGEMENT, LLC | Other investment adviser, including financial planners |
CRESCENT DIRECT LENDING SBIC, LLC | Sponsor, GP, manager of pooled investment vehicles |
CRESCENT DIRECT LENDING, LEVERED, LLC | Sponsor, GP, manager of pooled investment vehicles |
CRESCENT DIRECT LENDING, LLC | Sponsor, GP, manager of pooled investment vehicles |
CRESCENT EUROPEAN SPECIALTY LENDING II LLC | Sponsor, GP, manager of pooled investment vehicles |
CRESCENT EUROPEAN SPECIALTY LENDING LLC | Sponsor, GP, manager of pooled investment vehicles |
CRESCENT EUROPEAN SPECIALTY LOAN S.A.R.L. | Other investment adviser, including financial planners |
CRESCENT GLOBAL CLO MANAGEMENT, LLC, MANAGEMENT SERIES | Other investment adviser, including financial planners |
CRESCENT MEZZANINE VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
CRESCENT MEZZANINE VII, LLC | Sponsor, GP, manager of pooled investment vehicles |
CRESCENT PRIVATE CREDIT PARTNERS MANAGEMENT, LLC | Other investment adviser, including financial planners |
CRESCENT SBIC MANAGEMENT, LLC | Other investment adviser, including financial planners |
CRESCENT SENIOR SECURED LOAN MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
CRESCENT SPECIAL SITUATIONS LP | Sponsor, GP, manager of pooled investment vehicles |
CRESCENT SYNDICATED CREDIT SOLUTIONS LLC | Sponsor, GP, manager of pooled investment vehicles |
CRESCENT SYNDICATED CREDIT SOLUTIONS LLC | Sponsor, GP, manager of pooled investment vehicles |
INFRARED CAPITAL PARTNERS LIMITED | Other investment adviser, including financial planners |
MFS FUND DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
MFS INSTITUTIONAL ADVISORS INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
MFS INVESTMENT MANAGEMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
SLC MANAGEMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
SLGI ASSET MANAGEMENT INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
SUN LIFE CAPITAL MANAGEMENT (CANADA) INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
TCW/CRESCENT MEZZANINE MANAGEMENT V, LLC | Other investment adviser, including financial planners |
TCW/CRESCENT MEZZANINE V, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
CRESCENT CAPITAL GROUP LP | Domestic Entity | – | MEMBER / MANAGING MEMBER | 10/2022 | > 75% |
HAWLEY, GEORGE, PUSEY | Individual | – | GENERAL COUNSEL | 10/2022 | < 5% |
CRESCENT CAPITAL GP LLC | Domestic Entity | CRESCENT CAPITAL GROUP HOLDINGS LP | GENERAL PARTNER | 05/2010 | |
CRESCENT CAPITAL GROUP HOLDINGS LP | Domestic Entity | CRESCENT CAPITAL GROUP LP | LIMITED PARTNER | 12/2011 | 25-50% |
CHAPUS, JEAN-MARC | Individual | CRESCENT CAPITAL GP LLC | MEMBER | 05/2010 | 25-50% |
ATTANASIO, MARK, LOUIS | Individual | CRESCENT CAPITAL GP LLC | MEMBER | 05/2010 | 25-50% |
CHAPUS, JEAN-MARC | Individual | CRESCENT CAPITAL GROUP HOLDINGS LP | MEMBER | 12/2011 | 25-50% |
ATTANASIO, MARK, LOUIS | Individual | CRESCENT CAPITAL GROUP HOLDINGS LP | MEMBER | 12/2011 | 25-50% |
CRESCENT CAPITAL GROUP GP LLC | Domestic Entity | CRESCENT CAPITAL GROUP LP | GENERAL PARTNER | 01/2021 | |
SUN LIFE (U.S.) HOLDCO 2020 INC. | Domestic Entity | CRESCENT CAPITAL GROUP LP | MEMBER | 01/2021 | 50-75% |
SUN LIFE ASSURANCE COMPANY OF CANADA - U.S. OPERATIONS HOLDINGS, INC. | Domestic Entity | SUN LIFE (U.S.) HOLDCO 2020 INC. | OWNER | 01/2021 | > 75% |
SUN LIFE 2007-1 FINANCING CORP. | Foreign Entity | SUN LIFE ASSURANCE COMPANY OF CANADA - U.S. OPERATIONS HOLDINGS, INC. | OWNER | 11/2016 | > 75% |
SUN LIFE GLOBAL INVESTMENTS INC. | Foreign Entity | SUN LIFE 2007-1 FINANCING CORP. | OWNER | 12/2004 | > 75% |
SUN LIFE FINANCIAL INC. | Foreign Entity | SUN LIFE GLOBAL INVESTMENTS INC. | OWNER | 12/2004 | > 75% |
BARRIOS, ERIK, GEORGE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |
BARRIOS, RAYMOND, FELICIANO | Individual | – | PRESIDENT | 01/2023 | < 5% |
HALL, ERIC, ROBERT | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2023 | < 5% |
BOUEK, KIRILL | Individual | – | CHIEF FINANCIAL OFFICER | 01/2023 | < 5% |