CENTERPOINT ADVISORY GROUP, LLC
Adviser information for CENTERPOINT ADVISORY GROUP, LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 446 | $175.0M |
| Non-Discretionary | 7 | $25.5M |
| Total | 453 | $200.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 120 | $44.5M |
| HNW Individuals | 62 | $130.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $25.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 168.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CENTERPOINT ADVISORY GROUP, LLC WRAP FEE PROGRAM | CENTERPOINT ADVISORY GROUP, LLC |
Identifiers
| SEC RIA File Number | 801-127085 |
|---|---|
| SEC ERA File Number | 801-127085 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324181 |
| Legal Entity Identifier | None |
Principal Office
7450 WEST 130TH STREETSUITE 410
OVERLAND PARK
KS
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 913-685-3001, Fax: N/A
Chief Compliance Officer
ALAN MARK RICKERT
MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER
7450 WEST 130TH STREET
SUITE 410
OVERLAND PARK
KS
United States
Tel:
913-484-6328
Fax:
N/A
A***********@******M
(Full email address available in API data)
Regulatory Contact
KAYLEE JOHNSON
DIRECTOR OF OPERATIONS
7450 WEST 130TH STREET
SUITE 410
OVERLAND PARK
KS
United States
Tel:
913-685-3001
Fax:
N/A
K*************@******M
(Full email address available in API data)
Industry Affiliates
| ERIC J MOEDER CPA & ASSOCIATE | Accountant or accounting firm |
| LPL FINANCIAL LLC | Other investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RICKERT, ALAN, MARK | Individual | – | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | 11/2022 | 50-75% |
| PADEK, WILLIAM, KEITH | Individual | – | PARTNER/ADVISOR | 11/2022 | < 5% |
| Madl, Parker, Joseph | Individual | – | PARTNER/ADVISOR | 01/2023 | 25-50% |
| FLANAGAN, JAMES, THOMAS | Individual | – | PARTNER/ DIRECTOR OF PLANNING | 03/2024 | < 5% |