SORENSON IMPACT
SORENSON IMPACT ADVISORY, LLC Legal Name
Adviser information for SORENSON IMPACT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $198.4M |
| Non-Discretionary | 2 | $26.2M |
| Total | 5 | $224.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 2 | $26.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $198.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-127087 |
|---|---|
| SEC ERA File Number | 801-127087 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324124 |
| Legal Entity Identifier | None |
Principal Office
6330 S 3000 E - SUITE 630SALT LAKE CITY
UT
United States
Monday - Friday, 9AM-5PM
Tel: 801-490-1002, Fax: None
Chief Compliance Officer
MARCELLA TORONTO
6330 S 3000 E - SUITE 630
SALT LAKE CITY
UT
United States
Tel:
801-490-1002
M*******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SORENSON IMPACT FUNDS, LLC | Domestic Entity | – | OWNER AND MANAGING MEMBER | 07/2022 | > 75% |
| Sercu, Lauren, Jane | Individual | – | PARTNER AND CIO | 11/2022 | < 5% |
| TORONTO, MARCELLA, LOUISE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |