FAIRBRIDGE ASSET MANAGEMENT LLC
Adviser information for FAIRBRIDGE ASSET MANAGEMENT LLC last updated from Form ADV on November 14th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $256.4M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $256.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $256.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 20 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-127097 |
|---|---|
| SEC ERA File Number | 801-127097 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314538 |
| Legal Entity Identifier | None |
Principal Office
330 POST ROADSUITE 230
DARIEN
CT
United States
Monday - Friday, 9AM - 6PM
Tel: 475-259-0089, Fax: None
Chief Compliance Officer
JOHN LETTERA
PARTNER
330 POST ROAD
SUITE 230
DARIEN
CT
United States
Tel:
(914) 830 - 0049
J***@****************M
(Full email address available in API data)
Regulatory Contact
BRIAN WALTER
MANAGING PARTNER
330 POST ROAD
SUITE 230
DARIEN
CT
United States
Tel:
475-259-0089
B****@****************M
(Full email address available in API data)
Industry Affiliates
| GENERAL PARTNER OF CAYMAN POOLED INVESTMENT VEHICLE | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FAIRBRIDGE PARTNERS CAYMAN LP | Real Estate Fund | $2.2M | $0.1M | 6 |
| FAIRBRIDGE STRATEGIC CAPITAL FUNDING LLC | Real Estate Fund | $40.7M | $0.0M | 9 |
| GUILFORD BRANFORD I LLC | SPECIAL PURPOSE VEHICLE | $9.1M | $0.0M | 13 |
| SHR ARMORY LLC | SPECIAL PURPOSE VEHICLE | $17.5M | $0.0M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Lettera, John | Individual | – | CEO; CCO | 11/2018 | < 5% |
| Wissak, Steve | Individual | – | CIO | 11/2018 | < 5% |
| WALTER, BRIAN, THOMAS | Individual | – | CFO | 12/2019 | < 5% |
| Balbo, Anthony | Individual | – | ANALYST | 07/2019 | < 5% |
| FAIRBRIDGE ASSET MANAGEMENT HOLDCO LLC | Domestic Entity | – | SOLE MEMBER | 01/2022 | > 75% |
| Lettera, John | Individual | FAIRBRIDGE ASSET MANAGEMENT HOLDCO LLC | MEMBER | 01/2022 | 25-50% |
| Wissak, Steve | Individual | FAIRBRIDGE ASSET MANAGEMENT HOLDCO LLC | MEMBER | 01/2022 | 25-50% |
| WALTER, BRIAN, THOMAS | Individual | FAIRBRIDGE ASSET MANAGEMENT HOLDCO LLC | MEMBER | 01/2022 | 25-50% |