J. STERN & CO. LLP
Adviser information for J. STERN & CO. LLP last updated from Form ADV on June 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 29 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 63 | $762.1M |
| Non-Discretionary | 1 | $72.9M |
| Total | 64 | $835.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 31 | $235.5M |
| HNW Individuals | 27 | $370.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $208.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $20.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 98 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
4 CARLTON GARDENSLONDON
United Kingdom
Monday - Friday, 9 AM TO 18.00 PM
Tel: +44(0)20 3478 1800, Fax: None
Websites
Chief Compliance Officer
THOMAS PRICE
4 CARLTON GARDENS
ST. JAMES'S
LONDON
United Kingdom
Tel:
020 3478 1800
C*********@***********M
(Full email address available in API data)
Regulatory Contact
STEPHEN CUBITT
OPERATIONS DIRECTOR
4 CARLTON GARDENS
LONDON
United Kingdom
C*********@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JSC CAPITAL LIMITED | Foreign Entity | – | MEMBER | 09/2012 | < 5% |
| IQEQ JERSEY LIMITED | Foreign Entity | JSC CAPITAL LIMITED | OWNER | 02/2019 | > 75% |
| Stern, Jerome, Maurice Jacques | Individual | – | MANAGING PARTNER | 11/2012 | < 5% |
| ROSSBACH, CHRISTOPHER, ALLEN | Individual | – | MANAGING PARTNER | 11/2012 | > 75% |
| Price, Thomas, Leolin Alfred | Individual | – | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | 12/2014 | < 5% |
| Chereau, Jean-Yves, Dominique | Individual | – | PARTNER | 04/2014 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 31M | 295K | – |
| ADOBE INC | COM | 43M | 78K | – |
| ALPHABET INC | CAP STK CL A | 2M | 12K | – |
| ALPHABET INC | CAP STK CL C | 66M | 362K | – |
| AMAZON COM INC | COM | 69M | 356K | – |
| AMERICAN TOWER CORP NEW | COM | 22M | 111K | – |
| AMPHENOL CORP NEW | CL A | 48M | 714K | – |
| APPLIED MATLS INC | COM | 661K | 3K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 10K | – |
| BLOCK INC | CL A | 1M | 16K | – |
| BOOKING HOLDINGS INC | COM | 2M | 463 | – |
| DEXCOM INC | COM | 1M | 11K | – |
| DRAFTKINGS INC NEW | COM CL A | 203K | 5K | – |
| EATON CORP PLC | SHS | 62M | 198K | – |
| ELI LILLY & CO | COM | 2M | 2K | – |
| LAUDER ESTEE COS INC | CL A | 1M | 10K | – |
| GOLDMAN SACHS PHYSICAL GOLD | UNIT | 976K | 42K | – |
| HONEYWELL INTL INC | COM | 42M | 198K | – |
| IDEXX LABS INC | COM | 1M | 2K | – |
| LINDE PLC | SHS | 2M | 5K | – |
| LOCKHEED MARTIN CORP | COM | 329K | 705 | – |
| MASTERCARD INCORPORATED | CL A | 48M | 110K | – |
| META PLATFORMS INC | CL A | 56M | 111K | – |
| MICROSOFT CORP | COM | 270K | 604 | – |
| NVIDIA CORPORATION | COM | 91M | 733K | – |
| OTIS WORLDWIDE CORP | COM | 36M | 379K | – |
| RTX CORPORATION | COM | 30M | 299K | – |
| SALESFORCE INC | COM | 41M | 160K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 29M | 53K | – |
| VISA INC | COM CL A | 3M | 11K | – |
| WALLBOX NV | SHS CL A | 66K | 50K | – |
| DISNEY WALT CO | COM | 31M | 310K | – |
| XYLEM INC | COM | 39M | 290K | – |
| ZOETIS INC | CL A | 33M | 189K | – |