GRANT TANI BARASH & ALTMAN, LLC
Adviser information for GRANT TANI BARASH & ALTMAN, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 86 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 672 | $1.4B |
| Non-Discretionary | 256 | $337.4M |
| Total | 928 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 39 | $5.3M |
| HNW Individuals | 185 | $1.7B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $20.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 5 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | BUNDLED FEES FOR ALL BUSINESS MANAGEMENT SERVICES |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-127101 |
|---|---|
| SEC ERA File Number | 801-127101 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 319128 |
| Legal Entity Identifier | None |
Principal Office
9100 WILSHIRE BLVDSUITE 1000 WEST
BEVERLY HILLS
CA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 310-288-6267, Fax: None
Chief Compliance Officer
BRENT DONOVAN
9100 WILSHIRE BLVD
SUITE 1000 WEST
BEVERLY HILLS
CA
United States
Tel:
310-288-6267
B*******@*******M
(Full email address available in API data)
Regulatory Contact
RICKY MYERS
200 W MADISON
25TH FLOOR
CHICAGO
IL
United States
Tel:
312-962-3855
R*****@********************M
(Full email address available in API data)
Industry Affiliates
| AXIOM ASSET MANAGEMENT | Other investment adviser, including financial planners |
| DELTA ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| DUNCKER STREETT & CO. | Other investment adviser, including financial planners |
| HARVEY INVESTMENT COMPANY, LLC | Other investment adviser, including financial planners |
| HIGHTOWER SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| HIGHTOWER TRUST SERVICES N.A. | Trust company |
| KANAWHA CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
| MADISON AVENUE SOLUTIONS, LLC | Other investment adviser, including financial planners |
| THE RIKOON GROUP, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRANT TANI BARASH & ALTMAN, INC. | Domestic Entity | – | MEMBER | 02/2004 | 5-10% |
| GTBA GROUP, LLC | Domestic Entity | – | MEMBER | 02/2010 | 25-50% |
| HIGHTOWER HOLDING, LLC | Domestic Entity | – | MEMBER | 12/2021 | 50-75% |
| GRANT, WARREN, HOWARD | Individual | – | PRESIDENT AND MANAGER | 04/2004 | < 5% |
| ALTMAN, HOWARD, WILLIAM | Individual | – | MANAGER AND CHAIRMAN | 10/2004 | < 5% |
| BARASH, COREY, SCOTT | Individual | – | SECRETARY | 10/2004 | < 5% |
| MYERS, RICKY, LINN | Individual | – | COMPLIANCE OFFICER | 11/2022 | < 5% |
| THL HT SPV, LP | Domestic Entity | HIGHTOWER HOLDING, LLC | PARTNER | 11/2020 | 25-50% |
| ALTMAN FAMILY TRUST OF 2000 -- HOWARD & LORI ALTMAN TRUSTEES | Domestic Entity | GTBA GROUP, LLC | MEMBER CLASS A | 12/2010 | 25-50% |
| DONOVAN, BRENT, KENNETH | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |