CORNERSTONE FINANCIAL GROUP
CORNERSTONE ENTERPRISES, LLC Legal Name
Adviser information for CORNERSTONE FINANCIAL GROUP last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,082 | $146.3M |
| Non-Discretionary | 2 | $554,526 |
| Total | 1,084 | $146.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 363 | $84.8M |
| HNW Individuals | 32 | $62.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-127126 |
|---|---|
| SEC ERA File Number | 801-127126 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324255 |
| Legal Entity Identifier | None |
Principal Office
158 E NORTHLAND AVEAPPLETON
WI
United States
MONDAY - THURSDAY, 8:30AM - 4:30PM
Tel: 920-832-3821, Fax: None
Websites
Chief Compliance Officer
TROY LEONARD
FINANCIAL ADVISOR/CHIEF EXECUTIVE
158 E NORTHLAND AVE
APPLETON
WI
United States
Tel:
920-832-3821
I***@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCAULEY ALGOMA HOLDINGS LLC | Domestic Entity | – | MEMBER | 12/2022 | 10-25% |
| LEONARD, TROY, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |
| LEONARD FINANCIAL LLC | Domestic Entity | – | MANAGING MEMBER | 12/2022 | > 75% |
| MCCAULEY, GUY | Individual | MCCAULEY ALGOMA HOLDINGS LLC | OWNER | 12/2022 | > 75% |
| LEONARD, TROY, MICHAEL | Individual | LEONARD FINANCIAL LLC | MANAGING MEMBER | 12/2022 | > 75% |