BROAD BEACH CAPITAL PARTNERS
BROAD BEACH CAPITAL PARTNERS, LLC Legal Name
Adviser information for BROAD BEACH CAPITAL PARTNERS last updated from Form ADV on January 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesCommissionsPerformance-based feesMUTUAL FUND OR ETF FEES |
| Other Business Activities | Broker-dealerRegistered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-127127 |
|---|---|
| SEC ERA File Number | 801-127127 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323806 |
| Legal Entity Identifier | None |
Principal Office
31363 PACIFIC COAST HWYMALIBU
CA
United States
Monday - Friday, 9-5PM
Tel: 310-990-2522, Fax: None
Websites
Chief Compliance Officer
RAMSES VISHER
31363 PACIFIC COAST HWY
MALIBU
CA
United States
Tel:
3109902522
R***********@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VISHER, RAMSES DAVID | Individual | – | CCO, CFO AND MANAGING DIRECTOR | 07/2022 | 25-50% |
| VISHER, THOR CYRUS | Individual | – | CEO AND PRESIDENT | 07/2022 | 25-50% |
| GONZALEZ, VALENTIN ROMAN | Individual | – | MANAGING DIRECTOR | 01/2023 | 10-25% |
| AU, TERRY CHUN KIT | Individual | – | MANAGING DIRECTOR | 01/2023 | 10-25% |
| MENDOLA, WILLIAM ERNEST | Individual | – | PASSIVE SHAREHOLDER | 01/2023 | 10-25% |