CRESCENT ADVISOR GROUP, INC.
Adviser information for CRESCENT ADVISOR GROUP, INC. last updated from Form ADV on February 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 12 |
| Registered State Investment Advisers | 17 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 404 | $168.7M |
| Non-Discretionary | 35 | $72.0M |
| Total | 439 | $240.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 204 | $40.6M |
| HNW Individuals | 31 | $104.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $12.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $63.9M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $18.5M |
| Other | <5 | $284,129 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-127131 |
|---|---|
| SEC ERA File Number | 801-127131 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 115974 |
| Legal Entity Identifier | None |
Principal Office
4975 PRESTON PARK BLVD.SUITE 820
PLANO
TX
United States
Monday - Friday, 8:00 TO 4:30
Tel: 972-490-0150, Fax: 972-233-8014
Chief Compliance Officer
TRAVIS NICK DUREN
PRESIDENT
4975 PRESTON PARK BLVD
SUITE 820
PLANO
TX
United States
Tel:
972-490-0150
N*****@*********************M
(Full email address available in API data)
Regulatory Contact
RUSSELL TRAVIS
VICE PRESIDENT
4975 PRESTON PARK BLVD
SUITE 820
PLANO
TX
United States
Tel:
972 490 0150
Fax:
972 233 8014
R******@*********************M
(Full email address available in API data)
Industry Affiliates
| DAVID EVAUL | Lawyer or law firm |
| HJ HARRELL INVESTMENTS | Other investment adviser, including financial planners |
| SOVEREIGN EQUITY INSURANCE AGENCY | Insurance company or agency |
| VICTOR DIMAGGIO | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DUREN, TRAVIS, NICK | Individual | – | PRESIDENT/CCO | 04/2001 | > 75% |
| TRAVIS, RUSSELL, WARREN | Individual | – | SENIOR VICE PRESIDENT | 10/2022 | < 5% |