MADDIX HOLDINGS
MADDIX HOLDINGS, LLC Legal Name
Adviser information for MADDIX HOLDINGS last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 70 | $112.5M |
| Non-Discretionary | 0 | $0 |
| Total | 70 | $112.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 60 | $105.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $4.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 70 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMPerformance-based feesCARRIED INTEREST DISTRIBUTIONS |
Identifiers
| SEC RIA File Number | 801-127132 |
|---|---|
| SEC ERA File Number | 801-127132 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324001 |
| Legal Entity Identifier | None |
Principal Office
1355 W INNOVATION WAYSUITE 175
LEHI
UT
United States
Monday - Friday, 8AM-5PM
Tel: 8019929783, Fax: None
Chief Compliance Officer
BENJAMIN ROGERS
1355 W INNOVATION WAY
SUITE 175
LEHI
UT
United States
Tel:
8019929783
B**@***************M
(Full email address available in API data)
Regulatory Contact
MEHER HAIDER
OUTSIDE COMPLIANCE CONSULTANT
2470 WASHINGTON STREET
301
SAN FRANCISCO
CA
United States
Tel:
6466396875
M****@**************************M
(Full email address available in API data)
Industry Affiliates
| MADDIX CAPITAL GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MADDIX CAPITAL, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Silva, Jesse | Individual | – | MANAGER/MEMBER | 09/2022 | > 75% |
| Rogers, Benjamin, Samuel-Wayne | Individual | – | CCO/MEMBER | 04/2023 | < 5% |