THE NORDEN GROUP LLC
Adviser information for THE NORDEN GROUP LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 13 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,546 | $987.2M |
| Non-Discretionary | 0 | $0 |
| Total | 2,546 | $987.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 722 | $178.5M |
| HNW Individuals | 184 | $749.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 38 | $12.8M |
| Charitable organizations | 13 | $4.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 135 | $41.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
5255 N EDGEWOOD DRIVESUITE 225
PROVO
UT
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 801-331-5511, Fax: 801-983-5710
Chief Compliance Officer
JOSEPH ARCE
CHIEF COMPLIANCE OFFICER
36 W PIKE ST
COVINGTON
KY
United States
Tel:
801-402-1511
J****@*******M
(Full email address available in API data)
Regulatory Contact
RENN OLSEN
CHIEF OPERATING OFFICER
5295 SOUTH COMMERCE DR.
SUITE 175
SALT LAKE CITY
UT
United States
Tel:
801-331-5511
Fax:
801-983-5710
R***@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARCE, JOSEPH, PHILLIP | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |
| WINN, GAREN, TANNER | Individual | – | PARTNER | 02/2014 | 50-75% |
| MERRILL, SETH, LARSON | Individual | – | PARTNER | 02/2014 | 50-75% |
| COCHRAN, BRENT, ALAN | Individual | – | PARTNER | 10/2022 | < 5% |
| OLSEN, RENN, MICHAEL | Individual | – | CHEIF OPERATING OFFICER | 09/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AAON INC | COM PAR $0.004 | 1M | 13K | – |
| AGNC INVT CORP | COM | 222K | 23K | – |
| AES CORP | COM | 416K | 24K | – |
| AT&T INC | COM | 1M | 62K | – |
| ABBOTT LABS | COM | 2M | 23K | – |
| ABBVIE INC | COM | 1M | 9K | – |
| ADOBE INC | COM | 4M | 7K | – |
| ADVANCED MICRO DEVICES INC | COM | 1M | 7K | – |
| AGNICO EAGLE MINES LTD | COM | 420K | 6K | – |
| AIRBNB INC | COM CL A | 2M | 16K | – |
| AIR PRODS & CHEMS INC | COM | 384K | 1K | – |
| ALPHABET INC | CAP STK CL C | 7M | 36K | – |
| ALPHABET INC | CAP STK CL A | 5M | 28K | – |
| ALPHATEC HLDGS INC | COM NEW | 378K | 36K | – |
| ALTRIA GROUP INC | COM | 682K | 15K | – |
| AMAZON COM INC | COM | 14M | 75K | – |
| AMERICAN AIRLS GROUP INC | COM | 278K | 25K | – |
| AMERICAN ELEC PWR CO INC | COM | 494K | 6K | – |
| AMERICAN EXPRESS CO | COM | 367K | 2K | – |
| AMERICAN INTL GROUP INC | COM NEW | 648K | 9K | – |
| AMERICAN TOWER CORP NEW | COM | 567K | 3K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 287K | 2K | – |
| AMERIPRISE FINL INC | COM | 256K | 598 | – |
| AMGEN INC | COM | 975K | 3K | – |
| AMPHENOL CORP NEW | CL A | 561K | 8K | – |
| ANALOG DEVICES INC | COM | 522K | 2K | – |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 238K | 12K | – |
| ELEVANCE HEALTH INC | COM | 263K | 485 | – |
| APPLE INC | COM | 14M | 67K | – |
| APPLIED MATLS INC | COM | 2M | 7K | – |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 444K | 3K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 385K | 5K | – |
| AUTODESK INC | COM | 919K | 4K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 1M | 4K | – |
| AVERY DENNISON CORP | COM | 1M | 5K | – |
| AZEK CO INC | CL A | 875K | 21K | – |
| BJS WHSL CLUB HLDGS INC | COM | 1M | 13K | – |
| BAIN CAP SPECIALTY FIN INC | COM STK | 263K | 16K | – |
| BAKER HUGHES COMPANY | CL A | 229K | 7K | – |
| BANK AMERICA CORP | COM | 2M | 51K | – |
| BARRICK GOLD CORP | COM | 274K | 16K | – |
| BECTON DICKINSON & CO | COM | 410K | 2K | – |
| BENSON HILL INC | COMMON STOCK | 2K | 15K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 6K | – |
| BIOGEN INC | COM | 238K | 1K | – |
| BLACKLINE INC | COM | 221K | 5K | – |
| BLACKROCK INC | COM | 458K | 582 | – |
| BLACKSTONE INC | COM | 330K | 3K | – |
| BOEING CO | COM | 288K | 2K | – |
| BONDBLOXX ETF TRUST | BLOOMBERG SIX MN | 773K | 15K | – |
| BOOKING HOLDINGS INC | COM | 1M | 283 | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 652K | 4K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 436K | 10K | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 263K | 1K | – |
| BROADCOM INC | COM | 3M | 2K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 239K | 6K | – |
| BROWN & BROWN INC | COM | 493K | 6K | – |
| CDW CORP | COM | 1M | 5K | – |
| THE CIGNA GROUP | COM | 671K | 2K | – |
| CSX CORP | COM | 686K | 21K | – |
| CVS HEALTH CORP | COM | 679K | 11K | – |
| CACTUS INC | CL A | 877K | 17K | – |
| CADENCE DESIGN SYSTEM INC | COM | 316K | 1K | – |
| CALIX INC | COM | 480K | 14K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 347K | 4K | – |
| CASEYS GEN STORES INC | COM | 845K | 2K | – |
| CATERPILLAR INC | COM | 582K | 2K | – |
| CENTENE CORP DEL | COM | 327K | 5K | – |
| CHARLES RIV LABS INTL INC | COM | 285K | 1K | – |
| CHEVRON CORP NEW | COM | 3M | 16K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 224K | 4K | – |
| CHOICE HOTELS INTL INC | COM | 533K | 4K | – |
| CHURCH & DWIGHT CO INC | COM | 427K | 4K | – |
| CISCO SYS INC | COM | 5M | 112K | – |
| CINTAS CORP | COM | 593K | 847 | – |
| CITIGROUP INC | COM NEW | 1M | 17K | – |
| CLOUDFLARE INC | CL A COM | 3M | 39K | – |
| COCA COLA CO | COM | 2M | 30K | – |
| COMFORT SYS USA INC | COM | 2M | 6K | – |
| COMCAST CORP NEW | CL A | 807K | 21K | – |
| CONOCOPHILLIPS | COM | 912K | 8K | – |
| CONSTELLATION ENERGY CORP | COM | 280K | 1K | – |
| COOPER COS INC | COM | 1M | 13K | – |
| COPART INC | COM | 965K | 18K | – |
| CORCEPT THERAPEUTICS INC | COM | 4M | 135K | – |
| CORNING INC | COM | 588K | 15K | – |
| COSTCO WHSL CORP NEW | COM | 2M | 3K | – |
| CRANE COMPANY | COMMON STOCK | 746K | 5K | – |
| CROWDSTRIKE HLDGS INC | CL A | 396K | 1K | – |
| CURTISS WRIGHT CORP | COM | 1M | 4K | – |
| DANAHER CORPORATION | COM | 265K | 1K | – |
| DARDEN RESTAURANTS INC | COM | 416K | 3K | – |
| DECKERS OUTDOOR CORP | COM | 714K | 738 | – |
| DELTA AIR LINES INC DEL | COM NEW | 658K | 14K | – |
| DESCARTES SYS GROUP INC | COM | 349K | 4K | – |
| DIAMONDBACK ENERGY INC | COM | 309K | 2K | – |
| DIGITAL RLTY TR INC | COM | 202K | 1K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 332K | 6K | – |
| DISNEY WALT CO | COM | 846K | 9K | – |
| DOW INC | COM | 277K | 5K | – |
| DREAM FINDERS HOMES INC | COM CL A | 330K | 13K | – |
| DUKE ENERGY CORP NEW | COM NEW | 723K | 7K | – |
| DYNATRACE INC | COM NEW | 238K | 5K | – |
| E L F BEAUTY INC | COM | 2M | 7K | – |
| EOG RES INC | COM | 549K | 4K | – |
| ECOLAB INC | COM | 229K | 962 | – |
| ELLINGTON FINANCIAL INC | COM | 216K | 18K | – |
| EMCOR GROUP INC | COM | 726K | 2K | – |
| EMERSON ELEC CO | COM | 243K | 2K | – |
| ASPEN TECHNOLOGY INC | COM | 295K | 1K | – |
| ENBRIDGE INC | COM | 289K | 8K | – |
| ENDAVA PLC | ADS | 303K | 10K | – |
| ENTEGRIS INC | COM | 2M | 12K | – |
| ENTERGY CORP NEW | COM | 332K | 3K | – |
| ENVIVA INC | COM | 5K | 11K | – |
| EQUINOR ASA | SPONSORED ADR | 3M | 119K | – |
| ESSEX PPTY TR INC | COM | 311K | 1K | – |
| EXXON MOBIL CORP | COM | 4M | 33K | – |
| FS KKR CAP CORP | COM | 229K | 12K | – |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 94K | 15K | – |
| META PLATFORMS INC | CL A | 4M | 8K | – |
| FACTSET RESH SYS INC | COM | 817K | 2K | – |
| FASTENAL CO | COM | 479K | 8K | – |
| FINWISE BANCORP | COM | 145K | 14K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S EQT | 367K | 11K | – |
| FIRSTENERGY CORP | COM | 625K | 16K | – |
| FORD MTR CO DEL | COM | 236K | 19K | – |
| FORGE GLOBAL HOLDINGS INC | COM | 53K | 36K | – |
| FOX FACTORY HLDG CORP | COM | 408K | 8K | – |
| FREEPORT-MCMORAN INC | CL B | 636K | 13K | – |
| GALLAGHER ARTHUR J & CO | COM | 201K | 775 | – |
| GARTNER INC | COM | 1M | 3K | – |
| GENERAL DYNAMICS CORP | COM | 1M | 4K | – |
| GE AEROSPACE | COM NEW | 253K | 2K | – |
| GENERAL MLS INC | COM | 354K | 6K | – |
| GILEAD SCIENCES INC | COM | 693K | 10K | – |
| GOLDMAN SACHS GROUP INC | COM | 293K | 649 | – |
| GOLDMAN SACHS BDC INC | SHS | 226K | 15K | – |
| GOOSEHEAD INS INC | COM CL A | 422K | 7K | – |
| HALEON PLC | SPON ADS | 260K | 31K | – |
| HALOZYME THERAPEUTICS INC | COM | 868K | 17K | – |
| HERSHEY CO | COM | 368K | 2K | – |
| HOLLEY INC | COM | 113K | 32K | – |
| HOLOGIC INC | COM | 295K | 4K | – |
| HOME DEPOT INC | COM | 2M | 6K | – |
| HONEYWELL INTL INC | COM | 529K | 2K | – |
| HUMANA INC | COM | 328K | 879 | – |
| IDEXX LABS INC | COM | 203K | 416 | – |
| ILLINOIS TOOL WKS INC | COM | 385K | 2K | – |
| INSULET CORP | COM | 702K | 3K | – |
| INTEL CORP | COM | 399K | 13K | – |
| INTERACTIVE BROKERS GROUP IN | COM CL A | 207K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 1M | 6K | – |
| INVESCO QQQ TR | UNIT SER 1 | 6M | 13K | – |
| INTUIT | COM | 1M | 2K | – |
| INTUITIVE SURGICAL INC | COM NEW | 552K | 1K | – |
| ISHARES TR | CORE S&P TTL STK | 229K | 2K | – |
| ISHARES TR | TIPS BD ETF | 2M | 14K | – |
| ISHARES TR | CORE S&P500 ETF | 1M | 2K | – |
| ISHARES TR | IBOXX INV CP ETF | 225K | 2K | – |
| ISHARES TR | S&P 500 GRWT ETF | 6M | 66K | – |
| ISHARES TR | 20 YR TR BD ETF | 605K | 7K | – |
| ISHARES TR | 7-10 YR TRSY BD | 448K | 5K | – |
| ISHARES TR | 1 3 YR TREAS BD | 4M | 43K | – |
| ISHARES TR | MSCI EAFE ETF | 944K | 12K | – |
| ISHARES TR | CORE S&P MCP ETF | 487K | 8K | – |
| ISHARES TR | S&P MC 400GR ETF | 5M | 62K | – |
| ISHARES TR | RUS 1000 GRW ETF | 272K | 746 | – |
| ISHARES TR | RUSSELL 3000 ETF | 569K | 2K | – |
| ISHARES TR | U.S. UTILITS ETF | 7M | 82K | – |
| ISHARES TR | U.S. TECH ETF | 8M | 54K | – |
| ISHARES TR | US INDUSTRIALS | 7M | 61K | – |
| ISHARES TR | U.S. FINLS ETF | 8M | 80K | – |
| ISHARES TR | CORE S&P SCP ETF | 259K | 2K | – |
| ISHARES TR | MRGSTR MD CP ETF | 240K | 3K | – |
| ISHARES TR | JPMORGAN USD EMG | 1M | 14K | – |
| ISHARES TR | IBOXX HI YD ETF | 1M | 16K | – |
| ISHARES TR | US TREAS BD ETF | 1M | 44K | – |
| ISHARES TR | MSCI INDIA ETF | 309K | 6K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 219K | 2K | – |
| ISHARES TR | MSCI USA QLT FCT | 392K | 2K | – |
| ISHARES TR | 0-5YR HI YL CP | 896K | 21K | – |
| ISHARES TR | BROAD USD HIGH | 350K | 10K | – |
| JPMORGAN CHASE & CO. | COM | 3M | 17K | – |
| J P MORGAN EXCHANGE TRADED F | BETABULDRS JAPAN | 463K | 8K | – |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 458K | 9K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 11M | 208K | – |
| JANUS DETROIT STR TR | B-BBB CLO ETF | 223K | 5K | – |
| JOHNSON & JOHNSON | COM | 2M | 12K | – |
| KBR INC | COM | 775K | 12K | – |
| KLA CORP | COM NEW | 419K | 508 | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 256K | 2K | – |
| KIMBERLY-CLARK CORP | COM | 877K | 6K | – |
| KINDER MORGAN INC DEL | COM | 249K | 13K | – |
| KINSALE CAP GROUP INC | COM | 523K | 1K | – |
| KRAFT HEINZ CO | COM | 300K | 9K | – |
| LAM RESEARCH CORP | COM | 4M | 4K | – |
| LATTICE SEMICONDUCTOR CORP | COM | 569K | 10K | – |
| LENNAR CORP | CL A | 509K | 3K | – |
| ELI LILLY & CO | COM | 2M | 2K | – |
| LINCOLN ELEC HLDGS INC | COM | 649K | 3K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 59K | 21K | – |
| LOCKHEED MARTIN CORP | COM | 640K | 1K | – |
| LOWES COS INC | COM | 1M | 6K | – |
| MSCI INC | COM | 809K | 2K | – |
| MARATHON PETE CORP | COM | 728K | 4K | – |
| MARRIOTT INTL INC NEW | CL A | 464K | 2K | – |
| MARVELL TECHNOLOGY INC | COM | 223K | 3K | – |
| MASTERCARD INCORPORATED | CL A | 4M | 9K | – |
| MCCORMICK & CO INC | COM NON VTG | 285K | 4K | – |
| MCDONALDS CORP | COM | 984K | 4K | – |
| MCKESSON CORP | COM | 3M | 6K | – |
| MEDIAALPHA INC | CL A | 182K | 14K | – |
| MEDPACE HLDGS INC | COM | 1M | 3K | – |
| MERCADOLIBRE INC | COM | 263K | 160 | – |
| MERCK & CO INC | COM | 2M | 15K | – |
| METLIFE INC | COM | 490K | 7K | – |
| MICROSOFT CORP | COM | 20M | 45K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 341K | 4K | – |
| MICRON TECHNOLOGY INC | COM | 533K | 4K | – |
| MID-AMER APT CMNTYS INC | COM | 300K | 2K | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 174K | 16K | – |
| MONDELEZ INTL INC | CL A | 469K | 7K | – |
| MONOLITHIC PWR SYS INC | COM | 855K | 1K | – |
| MORGAN STANLEY | COM NEW | 710K | 7K | – |
| MORNINGSTAR INC | COM | 2M | 6K | – |
| NAUTICUS ROBOTICS INC | COM | 3K | 20K | – |
| NCINO INC | COM | 795K | 25K | – |
| NETFLIX INC | COM | 4M | 6K | – |
| NEXTERA ENERGY INC | COM | 301K | 4K | – |
| NIKE INC | CL B | 2M | 20K | – |
| NOVANTA INC | COM | 297K | 2K | – |
| NOVO-NORDISK A S | ADR | 7M | 52K | – |
| NVIDIA CORPORATION | COM | 15M | 124K | – |
| OREILLY AUTOMOTIVE INC | COM | 269K | 255 | – |
| OCCIDENTAL PETE CORP | COM | 425K | 7K | – |
| OLAPLEX HLDGS INC | COM | 80K | 52K | – |
| OLLIES BARGAIN OUTLET HLDGS | COM | 1M | 13K | – |
| OLO INC | CL A | 121K | 27K | – |
| OMEGA HEALTHCARE INVS INC | COM | 265K | 8K | – |
| ONEOK INC NEW | COM | 563K | 7K | – |
| ORACLE CORP | COM | 1M | 8K | – |
| OPTION CARE HEALTH INC | COM NEW | 545K | 20K | – |
| OSISKO DEVELOPMENT CORP | *W EXP 05/27/202 | 7K | 14K | – |
| PG&E CORP | COM | 598K | 34K | – |
| PGIM ETF TR | PGIM ULTRA SH BD | 10M | 204K | – |
| PGIM ETF TR | AAA CLO ETF | 1M | 25K | – |
| PNC FINL SVCS GROUP INC | COM | 404K | 3K | – |
| PTC INC | COM | 1M | 6K | – |
| PACCAR INC | COM | 255K | 2K | – |
| PALO ALTO NETWORKS INC | COM | 591K | 2K | – |
| PARKER-HANNIFIN CORP | COM | 306K | 606 | – |
| PAYCHEX INC | COM | 253K | 2K | – |
| PAYCOM SOFTWARE INC | COM | 311K | 2K | – |
| PAYPAL HLDGS INC | COM | 213K | 4K | – |
| PENUMBRA INC | COM | 644K | 4K | – |
| PEPSICO INC | COM | 1M | 8K | – |
| PETCO HEALTH & WELLNESS CO I | COM | 68K | 18K | – |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 3M | 202K | – |
| PFIZER INC | COM | 1M | 46K | – |
| PHILIP MORRIS INTL INC | COM | 2M | 22K | – |
| PHILLIPS 66 | COM | 491K | 3K | – |
| PILGRIMS PRIDE CORP | COM | 358K | 9K | – |
| POOL CORP | COM | 1M | 3K | – |
| PRESTIGE CONSMR HEALTHCARE I | COM | 856K | 12K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 15K | – |
| PROFESIONALLY MANAGED PORTFO | CONGRESS SMID GR | 266K | 9K | – |
| PROLOGIS INC. | COM | 534K | 5K | – |
| PROSHARES TR | ULTRASHRT S&P500 | 288K | 13K | – |
| PROSHARES TR | PSHS ULT S&P 500 | 627K | 8K | – |
| PROSHARES TR | PSHS ULTRA QQQ | 246K | 2K | – |
| PURE STORAGE INC | CL A | 539K | 8K | – |
| QUALCOMM INC | COM | 2M | 12K | – |
| QUALYS INC | COM | 400K | 3K | – |
| QURATE RETAIL INC | COM SER A | 13K | 21K | – |
| RANGE RES CORP | COM | 718K | 21K | – |
| RAYMOND JAMES FINL INC | COM | 371K | 3K | – |
| RTX CORPORATION | COM | 1M | 15K | – |
| READY CAPITAL CORP | COM | 188K | 23K | – |
| REALTY INCOME CORP | COM | 288K | 5K | – |
| REGENERON PHARMACEUTICALS | COM | 436K | 415 | – |
| RELX PLC | SPONSORED ADR | 340K | 7K | – |
| REPLIGEN CORP | COM | 495K | 4K | – |
| REPUBLIC SVCS INC | COM | 699K | 4K | – |
| RESMED INC | COM | 394K | 2K | – |
| REVOLVE GROUP INC | CL A | 252K | 16K | – |
| ROSS STORES INC | COM | 253K | 2K | – |
| SHELL PLC | SPON ADS | 744K | 10K | – |
| RUNWAY GROWTH FINANCE CORP | COM | 229K | 19K | – |
| RYAN SPECIALTY HOLDINGS INC | CL A | 2M | 27K | – |
| S&P GLOBAL INC | COM | 442K | 990 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 7M | 13K | – |
| SPS COMM INC | COM | 2M | 11K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 684K | 18K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 2M | 48K | – |
| SPDR SER TR | S&P 600 SMCP GRW | 699K | 8K | – |
| SPDR SER TR | PORTFOLIO INTRMD | 232K | 7K | – |
| SPDR SER TR | PORT MTG BK ETF | 717K | 33K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 2M | 26K | – |
| SPDR SER TR | PORTFOLIO SHORT | 329K | 11K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 2M | 31K | – |
| SPDR SER TR | PORTFOLIO LN TSR | 657K | 24K | – |
| SPDR SER TR | S&P 400 MDCP GRW | 213K | 3K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 212K | 4K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 2M | 24K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 6M | 11K | – |
| SPDR SER TR | BLOOMBERG HIGH Y | 8M | 89K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 358K | 9K | – |
| SAIA INC | COM | 603K | 1K | – |
| SALESFORCE INC | COM | 3M | 12K | – |
| SAP SE | SPON ADR | 714K | 4K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 402K | 5K | – |
| SELECT SECTOR SPDR TR | ENERGY | 574K | 6K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 334K | 1K | – |
| SERVICENOW INC | COM | 4M | 5K | – |
| SERVISFIRST BANCSHARES INC | COM | 637K | 10K | – |
| SHERWIN WILLIAMS CO | COM | 407K | 1K | – |
| SHOPIFY INC | CL A | 1M | 17K | – |
| SIMON PPTY GROUP INC NEW | COM | 296K | 2K | – |
| SIMPLY GOOD FOODS CO | COM | 606K | 17K | – |
| SNAP ON INC | COM | 461K | 2K | – |
| SOLO BRANDS INC | COM CL A | 205K | 90K | – |
| SONY GROUP CORP | SPONSORED ADR | 267K | 3K | – |
| SOUTHERN CO | COM | 563K | 7K | – |
| SOUTHERN COPPER CORP | COM | 344K | 3K | – |
| SOUTHWEST AIRLS CO | COM | 466K | 16K | – |
| STARBUCKS CORP | COM | 559K | 7K | – |
| STRYKER CORPORATION | COM | 283K | 831 | – |
| SUMMIT MATLS INC | CL A | 727K | 20K | – |
| SUNRUN INC | COM | 2M | 133K | – |
| SYNOPSYS INC | COM | 371K | 623 | – |
| TJX COS INC NEW | COM | 427K | 4K | – |
| T-MOBILE US INC | COM | 749K | 4K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 338K | 2K | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 428K | 3K | – |
| TARGET CORP | COM | 309K | 2K | – |
| TELEDYNE TECHNOLOGIES INC | COM | 1M | 3K | – |
| TERADATA CORP DEL | COM | 244K | 7K | – |
| TERRENO RLTY CORP | COM | 554K | 9K | – |
| TESLA INC | COM | 3M | 13K | – |
| TEXAS INSTRS INC | COM | 5M | 27K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 2M | 4K | – |
| THOMSON REUTERS CORP. | COM | 243K | 1K | – |
| 3M CO | COM | 299K | 3K | – |
| TRACTOR SUPPLY CO | COM | 1M | 5K | – |
| TRAEGER INC | COMMON STOCK | 62K | 26K | – |
| TRIPLEPOINT VENTURE GROWTH B | COM | 174K | 22K | – |
| TRIUMPH FINANCIAL INC | COM | 599K | 7K | – |
| UFP TECHNOLOGIES INC | COM | 996K | 4K | – |
| US BANCORP DEL | COM NEW | 717K | 18K | – |
| U S PHYSICAL THERAPY | COM | 298K | 3K | – |
| ULTA BEAUTY INC | COM | 308K | 799 | – |
| UNILEVER PLC | SPON ADR NEW | 900K | 16K | – |
| UNION PAC CORP | COM | 311K | 1K | – |
| UNITED PARCEL SERVICE INC | CL B | 705K | 5K | – |
| UNITEDHEALTH GROUP INC | COM | 3M | 6K | – |
| VALE S A | SPONSORED ADS | 3M | 246K | – |
| VALERO ENERGY CORP | COM | 491K | 3K | – |
| VALMONT INDS INC | COM | 795K | 3K | – |
| VALVOLINE INC | COM | 373K | 9K | – |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 625K | 12K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 362K | 3K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 636K | 8K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 643K | 13K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 598K | 3K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 543K | 2K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 532K | 1K | – |
| VANGUARD INDEX FDS | VALUE ETF | 953K | 6K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 461K | 2K | – |
| VERIZON COMMUNICATIONS INC | COM | 2M | 47K | – |
| VERTEX PHARMACEUTICALS INC | COM | 646K | 1K | – |
| VISA INC | COM CL A | 4M | 17K | – |
| WEC ENERGY GROUP INC | COM | 390K | 5K | – |
| WALMART INC | COM | 1M | 16K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 171K | 14K | – |
| WASTE MGMT INC DEL | COM | 353K | 2K | – |
| WATSCO INC | COM | 788K | 2K | – |
| WATTS WATER TECHNOLOGIES INC | CL A | 487K | 3K | – |
| WELLS FARGO CO NEW | COM | 2M | 33K | – |
| WERNER ENTERPRISES INC | COM | 524K | 15K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 561K | 2K | – |
| WILLIAMS COS INC | COM | 927K | 22K | – |
| WILLIAMS SONOMA INC | COM | 1M | 4K | – |
| WILLSCOT MOBIL MINI HLDNG CO | COM CL A | 211K | 6K | – |
| WORKDAY INC | CL A | 1M | 5K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 570K | 12K | – |
| XCEL ENERGY INC | COM | 322K | 6K | – |
| YUM BRANDS INC | COM | 220K | 2K | – |
| ZOETIS INC | CL A | 2M | 9K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 3M | 10K | – |
| CRH PLC | ORD | 242K | 3K | – |
| FABRINET | SHS | 363K | 1K | – |
| ICON PLC | SHS | 342K | 1K | – |
| WEATHERFORD INTL PLC | ORD SHS | 346K | 3K | – |
| LINDE PLC | SHS | 323K | 737 | – |
| MEDTRONIC PLC | SHS | 1M | 16K | – |
| NVENT ELECTRIC PLC | SHS | 1M | 18K | – |
| STERIS PLC | SHS USD | 1M | 5K | – |
| TECHNIPFMC PLC | COM | 576K | 22K | – |
| WNS HLDGS LTD | COM SHS | 437K | 8K | – |
| ALCON AG | ORD SHS | 281K | 3K | – |
| CYBERARK SOFTWARE LTD | SHS | 1M | 4K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 891K | 871 | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 237K | 2K | – |