TAYLOR FRIGON FAMILY OFFICE, LLC
Adviser information for TAYLOR FRIGON FAMILY OFFICE, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $1.3M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $1.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $1.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-127146 |
|---|---|
| SEC ERA File Number | 801-127146 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323249 |
| Legal Entity Identifier | None |
Principal Office
18835 N. THOMPSON PEAK PKWYSUITE C-200
SCOTTSDALE
AZ
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 805-226-0280, Fax: 805-226-0280
Websites
Chief Compliance Officer
DOUGLAS CONNOLLY
18835 N. THOMPSON PEAK PKWY
SUITE C-200
SCOTTSDALE
AZ
United States
Tel:
805-226-0280
Fax:
805-226-0280
D********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TAYLOR FRIGON CAPITAL MANAGEMENT LLC | Domestic Entity | – | OWNER | 09/2022 | 50-75% |
| FRIGON, GERARD, JOSEPH | Individual | GERARD J. FRIGON AND KAREN T. FRIGON REVOCABLE TRUST, DATED MARCH 1, 1999 | CO-TRUSTEE | 06/2009 | 50-75% |
| FRIGON, KAREN, TAYLOR | Individual | GERARD J. FRIGON AND KAREN T. FRIGON REVOCABLE TRUST, DATED MARCH 1, 1999 | CO-TRUSTEE | 06/2009 | 50-75% |
| RYAN M. SCHARBER PLC | Domestic Entity | – | OWNER | 09/2022 | 25-50% |
| MJCW LLC | Domestic Entity | – | OWNER | 09/2022 | 25-50% |
| GERARD J. FRIGON AND KAREN T. FRIGON REVOCABLE TRUST, DATED MARCH 1, 1999 | Domestic Entity | TAYLOR FRIGON CAPITAL MANAGEMENT LLC | OWNER | 06/2009 | > 75% |
| RYAN M. SCHARBER | Domestic Entity | SCHARBER FAMILY TRUST DATED OCTOBER 6, 2021 | CO-TRUSTEE | 09/2022 | |
| Wold, Michael, C. | Individual | MJCW LLC | OWNER AND MEMBER | 09/2022 | 50-75% |
| Wold, John, C. | Individual | MJCW LLC | OWNER AND MEMBER | 09/2022 | 50-75% |
| SCHARBER FAMILY TRUST DATED OCTOBER 6, 2021 | Domestic Entity | RYAN M. SCHARBER PLC | OWNER AND SOLE MEMBER | 09/2022 | > 75% |
| Scharber, Anja, Marie | Individual | SCHARBER FAMILY TRUST DATED OCTOBER 6, 2021 | CO-TRUSTEE | 09/2022 | |
| CONNOLLY, DOUGLAS, E | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2023 | < 5% |