MASTERWORKS ADVISERS, LLC
Adviser information for MASTERWORKS ADVISERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 40 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 33 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $30.5M |
| Non-Discretionary | 437 | $6.7M |
| Total | 438 | $37.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 395 | $4.1M |
| HNW Individuals | 42 | $2.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $30.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 18 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-127158 |
|---|---|
| SEC ERA File Number | 801-127158 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324239 |
| Legal Entity Identifier | None |
Principal Office
225 LIBERTY STREET29TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 203-518-5172, Fax: None
Websites
Chief Compliance Officer
JENNIFER MOXON
225 LIBERTY STREET, 29TH FLOOR
NEW YORK
NY
United States
Tel:
929-357-2105
J*****@**************M
(Full email address available in API data)
Regulatory Contact
JOSH GOLDSTEIN
GENERAL COUNSEL
225 LIBERTY ST, 29TH FLOOR
NEW YORK
NY
United States
Tel:
203-518-5172
J*********@**************M
(Full email address available in API data)
Industry Affiliates
| MASTERWORKS | Sponsor or syndicator of limited partnerships |
| MASTERWORKS DIVERSIFIED ART PORTFOLIO GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MASTERWORKS INVESTOR SERVICES, LLC | Domestic Entity | – | MEMBER - ORDINARY MEMBERSHIP INTERESTS | 11/2022 | > 75% |
| MASTERWORKS, LLC | Domestic Entity | MASTERWORKS INVESTOR SERVICES, LLC | MEMBER | 03/2018 | > 75% |
| LYNN FAMILY TRUST 001 | Domestic Entity | MASTERWORKS, LLC | SHAREHOLDER | 04/2018 | > 75% |
| Lynn, Scott | Individual | LYNN FAMILY TRUST 001 | INVESTMENT ADVISER TO THE TRUST | 08/2015 | |
| MOXON, JENNIFER | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2023 | < 5% |
| Zinn, Gabriel, Bridges | Individual | – | HEAD OF ADVISORY | 09/2023 | < 5% |
| Meyo Erosa, Francisco, Jose | Individual | – | HEAD OF FINANCE | 09/2023 | < 5% |
| Krasnick, Nathan | Individual | – | PORTFOLIO MANAGER | 03/2024 | < 5% |