OXFORD PARK MANAGEMENT, LLC
Adviser information for OXFORD PARK MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Connecticut, United States |
Employees
Total Number of Employees | 24 |
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Investment Advisory/Research | 7 |
Registered Broker-Dealer Representatives | 2 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 1 | $5.5M |
Non-Discretionary | 0 | $0 |
Total | 1 | $5.5M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 1 | $5.5M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for investment companies |
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Compensation | % of AUMPerformance-based fees |
Identifiers
SEC RIA File Number | 801-127170 |
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SEC ERA File Number | 801-127170 |
SEC CIK Numbers | None |
SEC CRD Numbers | 324383 |
Legal Entity Identifier | None |
Principal Office
8 SOUND SHORE DRIVE SUITE 255GREENWICH
CT
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 203-983-5275, Fax: 203-983-5290
Chief Compliance Officer
GERALD CUMMINS
8 SOUND SHORE DRIVE
SUITE 255
GREENWICH
CT
United States
Tel:
845-224-3808
J*******@**************M
(Full email address available in API data)
Industry Affiliates
OXFORD FUNDS, LLC | Sponsor, GP, manager of pooled investment vehicles |
OXFORD GATE MANAGEMENT, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
OXFORD LANE MANAGEMENT, LLC | Other investment adviser, including financial planners |
OXFORD SQUARE MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
COHEN, JONATHAN, HARRIS | Individual | – | CEO | 11/2022 | 10-25% |
ROSENTHAL, SAUL, BARAK | Individual | – | PRESIDENT | 11/2022 | 10-25% |
ROYCE, CHARLES, MORGAN | Individual | – | MEMBER | 11/2022 | 5-10% |
CUMMINS, GERALD, RICHARD | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2022 | < 5% |
RUBIN, BRUCE, LAWRENCE | Individual | – | CHIEF FINANCIAL OFFICER | 11/2022 | < 5% |
ROSENTHAL, SANDRA | Individual | – | MEMBER | 11/2022 | 10-25% |
COHEN, JENNIFER, PAUL | Individual | – | MEMBER | 11/2022 | 10-25% |