DAYS GLOBAL ADVISORS
MONTROSE ESTATE CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for DAYS GLOBAL ADVISORS last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $33.0M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $33.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $16.5M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $16.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companies |
|---|---|
| Compensation | % of AUMAS SPONSOR, WILL SHARE IN ETF PROFITS AFTER EXPENSES |
Identifiers
| SEC RIA File Number | 801-127176 |
|---|---|
| SEC ERA File Number | 801-127176 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324497 |
| Legal Entity Identifier | None |
Principal Office
6363 WOODWAY, SUITE 763HOUSTON
TX
United States
Monday - Friday, BY APPOINTMENT
Tel: 833-551-0417, Fax: None
Websites
Chief Compliance Officer
JOHN MCDEVITT
234 WEST FLORIDA STREET
SUITE 203
MILWAUKEE
WI
United States
Tel:
610-368-1457
J********@**********M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER J. DAY
MANAGING MEMBER
6363 WOODWAY, SUITE 763
HOUSTON
TX
United States
Tel:
833-551-0417
I***@***************M
(Full email address available in API data)
Industry Affiliates
| DOLIVER ADVISORS, L.P. | Other investment adviser, including financial planners |
| TIDAL INVESTMENTS LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAY, CHRISTOPHER, J | Individual | – | MANAGING MEMBER | 06/2019 | > 75% |
| MCDEVITT, JOHN, THOMAS | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |