TRINITY ATLANTIC ASSET MANAGEMENT, LTD.
Adviser information for TRINITY ATLANTIC ASSET MANAGEMENT, LTD. last updated from Form ADV on January 10th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Bahamas, The |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-127190 |
|---|---|
| SEC ERA File Number | 801-127190 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324438 |
| Legal Entity Identifier | None |
Principal Office
ALBANY FINANCIAL CENTER, SUITE 707SOUTH OCEAN BLVD
NASSAU, NEW PROVIDENCE
Bahamas, The
Monday - Friday, 9A-5P
Tel: 242-376-0939, Fax: None
Websites
Chief Compliance Officer
JAMES ALLAN
DIRECTOR AND CEO
ALBANY FINANCIAL CTR, SUITE 707
SOUTH OCEAN BOULEVARD
NEW PROVIDENCE
Bahamas, The
Tel:
242-376-0939
J**@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRINITY ATLANTIC CAPITAL, LTD. | Foreign Entity | – | OWNER | 11/2022 | > 75% |
| Allan, James, Frank | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND DIRECTOR | 11/2022 | < 5% |
| Allan, James, Frank | Individual | TRINITY ATLANTIC CAPITAL, LTD. | CEO AND DIRECTOR | 01/2021 | > 75% |