LARSEN WEALTH MANAGEMENT
LWM ADVISORS INC Legal Name
Adviser information for LARSEN WEALTH MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 454 | $120.4M |
| Non-Discretionary | 0 | $0 |
| Total | 454 | $120.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 90 | $49.6M |
| HNW Individuals | 32 | $61.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $7.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-127193 |
|---|---|
| SEC ERA File Number | 801-127193 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146620 |
| Legal Entity Identifier | None |
Principal Office
5180 GOLDEN FOOTHILL PKWY, STE 220EL DORADO HILLS
CA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 916-939-6860, Fax: 916-357-9803
Websites
Chief Compliance Officer
MICHAEL BRIAN HASKINS
CHIEF COMPLIANCE OFFICER
5180 GOLDEN FOOTHILL PKWY, STE 220
EL DORADO HILLS
CA
United States
Tel:
(916) 939-6860
Fax:
916-357-9803
M***@*********M
(Full email address available in API data)
Regulatory Contact
KAYLE ERIK LARSEN
PRESIDENT
5180 GOLDEN FOOTHILL PKWY, STE 220
EL DORADO HILLS
CA
United States
Tel:
(916) 939-6860
Fax:
916-357-9803
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LARSEN, KAYLE, ERIK | Individual | – | PRESIDENT | 04/2022 | > 75% |
| HASKINS, MICHAEL, BRIAN | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2022 | < 5% |