BESPOKE ADVISORY
BESPOKE ADVISORY LLC Legal Name
Adviser information for BESPOKE ADVISORY last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wyoming, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 9 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 24 | $372.6M |
| Total | 24 | $372.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $79.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $24.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $9.1M |
| Other | 18 | $259.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-127194 |
|---|---|
| SEC ERA File Number | 801-127194 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323909 |
| Legal Entity Identifier | None |
Principal Office
32065 CASTLE COURT SUITE 250 AEVERGREEN
CO
United States
Monday - Friday, 9AM - 6PM
Tel: 877-777-6845, Fax: None
Websites
Chief Compliance Officer
LAUREN MCCLINTOCK
DIRECTOR OF OPERATIONS
32065 CASTLE COURT SUITE 250 A
EVERGREEN
CO
United States
Tel:
877-777-6845
L*****@*****************O
(Full email address available in API data)
Regulatory Contact
ASPECT ADVISORS
COMPLIANCE CONSULTANT
201 CALIFORNIA ST
SUITE 350
SAN FRANCISCO
CA
United States
Tel:
4154233445
B*************@************M
(Full email address available in API data)
Industry Affiliates
| EVERGREEN LEGACY PLANNING, LLC | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCLINTOCK, LAUREN, ALEXIS | Individual | – | DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | 11/2022 | < 5% |
| MINTZ, JONATHAN, ALAN | Individual | – | SENIOR MANAGING DIRECTOR | 11/2022 | < 5% |
| MCCLINTOCK, MATTHEW, THOMAS | Individual | – | EXECUTIVE MANAGING DIRECTOR | 11/2022 | < 5% |
| BESPOKE GROUP UNLIMITED LLC | Domestic Entity | – | OWNER | 11/2022 | > 75% |
| THE WHISKEY PEAK TRUST | Domestic Entity | BESPOKE GROUP UNLIMITED LLC | OWNER | 11/2022 | 50-75% |
| THE HELL OF THE NORTH TRUST | Domestic Entity | BESPOKE GROUP UNLIMITED LLC | OWNER | 11/2022 | 50-75% |
| SORENSEN, SUNE, HOJGAARD | Individual | – | MANAGING DIRECTOR OF BESPOKE ADVISORY | 11/2022 | < 5% |
| TWO OCEAN TRUST LLC | Domestic Entity | THE WHISKEY PEAK TRUST | TRUSTEE | 01/2022 | |
| TWO OCEAN TRUST LLC | Domestic Entity | THE HELL OF THE NORTH TRUST | TRUSTEE | 01/2022 |