BLUESTEM WEALTH PARTNERS, LLC
Adviser information for BLUESTEM WEALTH PARTNERS, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 39 |
|---|---|
| Investment Advisory/Research | 33 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 19 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7,756 | $811.0M |
| Non-Discretionary | 0 | $0 |
| Total | 7,756 | $811.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,232 | $487.0M |
| HNW Individuals | 219 | $309.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $15.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-127198 |
|---|---|
| SEC ERA File Number | 801-127198 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324489 |
| Legal Entity Identifier | None |
Principal Office
13100 WAYZATA BLVD.SUITE #140
MINNETONKA
MN
United States
Monday - Friday, 8:00 TO 5:00
Tel: 612-464-0372, Fax: 612-464-2501
Chief Compliance Officer
ANDY WARNING
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel:
513-832-5463
Fax:
513-977-8141
A***********@*****************************M
(Full email address available in API data)
Regulatory Contact
STEVEN RICE
CFO AND MANAGING PARTNER
13100 WAYZATA BLVD.
SUITE #140
MINNETONKA
MN
United States
Tel:
612-464-0372
Fax:
612-464-2501
S**********@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAWRENCE, JILL, B | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2023 | 25-50% |
| RICE, STEVEN, GERALD | Individual | – | CHIEF FINANCIAL OFFICER | 02/2023 | 10-25% |
| MARQUARDT, SCOTT, THOMAS | Individual | – | PRESIDENT OF SALES | 02/2023 | 25-50% |
| Kohman, Mary Jo | Individual | – | CHIEF OPERATING OFFICER | 02/2023 | < 5% |
| WARNING, ANDREW, S | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |