SLOTNIK CAPITAL, LLC
Adviser information for SLOTNIK CAPITAL, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1 | $330.5M |
Non-Discretionary | 0 | $0 |
Total | 1 | $330.5M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $330.5M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
---|---|
Compensation | % of AUMPerformance-based fees |
Principal Office
200 CRESCENT COURT, SUITE 530DALLAS
TX
United States
Monday - Friday, 9AM-4PM
Tel: 214-462-9203, Fax: None
Websites
Chief Compliance Officer
LOREN SAUER
CFO
200 CRESCENT COURT, SUITE 530
DALLAS
TX
United States
Tel:
214-462-9203
L*****@*****************M
(Full email address available in API data)
Regulatory Contact
CHARLES SLOTNIK
CEO
200 CRESCENT COURT, SUITE 530
DALLAS
TX
United States
Tel:
214-462-9201
C*******@*****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
SLOTNIK MERGER ARBITRAGE, LP | Hedge Fund | $330.5M | $2.0M | 3 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SLOTNIK, CHARLES, BENJAMIN | Individual | – | MANAGER AND SOLE MEMEBER | 12/2022 | > 75% |
SAUER, LOREN, RUSSELL | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AXONICS INC | COM | 7M | 100K | – |
CAPRI HOLDINGS LIMITED | CALL | 8M | 255K | – |
CATALENT INC | COM | 11M | 196K | – |
CHAMPIONX CORPORATION | COM | 18M | 530K | – |
HASHICORP INC | COM CL A | 34M | 1M | – |
HEARTLAND FINL USA INC | COM | 14M | 309K | – |
HESS CORP | COM | 20M | 138K | – |
INHIBRX BIOSCIENCES INC | COM | 5M | 342K | – |
INTERNATIONAL PAPER CO | COM | 3M | 70K | – |
INTERNATIONAL PAPER CO | PUT | 3M | 70K | – |
JUNIPER NETWORKS INC | COM | 4M | 105K | – |
MARATHON OIL CORP | COM | 41M | 1M | – |
SILK RD MED INC | COM | 8M | 300K | – |
SILVERBOW RES INC | COM | 9M | 250K | – |
SUZANO S A | SPON ADS | 2M | 150K | – |
TERRAN ORBITAL CORPORATION | COM | 492K | 600K | – |
VISTA OUTDOOR INC | COM | 3M | 80K | – |
VIZIO HLDG CORP | CL A COM | 6M | 510K | – |
WALKME LTD | ORD SHS | 10M | 750K | – |