MKAM ETF LLC
Adviser information for MKAM ETF LLC last updated from Form ADV on February 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $6.2M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $6.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $6.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMAS SPONSOR, WILL SHARE IN ETF PROFITS AFTER EXPENSES |
Identifiers
| SEC RIA File Number | 801-127208 |
|---|---|
| SEC ERA File Number | 801-127208 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324607 |
| Legal Entity Identifier | None |
Principal Office
1925 VILLAGE CENTER CIRCLE, SUITE 150LAS VEGAS
NV
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 310-988-2158, Fax: None
Chief Compliance Officer
MARK H. KUPERSTOCK
PRINCIPAL
1925 VILLAGE CENTER CIRCLE, SUITE 150
LAS VEGAS
NV
United States
Tel:
310-988-2158
M**********@********M
(Full email address available in API data)
Industry Affiliates
| MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLC | Domestic Entity | – | ELECTED MANAGER | 12/2022 | 50-75% |
| KUPERSTOCK, MARK, HOWARD | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |
| Mulholland, Stephen, Robert | Individual | – | CHIEF INVESTMENT OFFICER | 12/2022 | < 5% |
| NELSON FAMILY TRUST U/T/A DATED 3/15/2001 FBO LESLIE C. NELSON AS HER SEPARATE PROPERTY | Domestic Entity | – | MEMBER | 12/2022 | 5-10% |
| NELSON FAMILY TRUST U/T/A DATED 3/15/2001 FBO GREGORY A. NELSON AS HIS SEPARATE PROPERTY | Domestic Entity | – | MEMBER | 12/2022 | < 5% |
| DEBORAH F. CARABET TRUST U/U/A DTD 3/29/2012 | Domestic Entity | – | MEMBER | 12/2022 | 5-10% |
| COTTON FAMILY TRUST U/A DATED 12/09/2002 | Domestic Entity | – | MEMBER | 12/2022 | 5-10% |
| CARABET FAMILY TRUST U/A DATED 10/25/2005 | Domestic Entity | – | MEMBER | 12/2022 | 5-10% |
| JD ROSE HOLDINGS LLC | Domestic Entity | – | MEMBER | 12/2022 | 10-25% |
| NELSON, LESLIE, C. | Individual | NELSON FAMILY TRUST U/T/A DATED 3/15/2001 FBO LESLIE C. NELSON AS HER SEPARATE PROPERTY | TRUSTEE | 12/2022 | |
| NELSON, GREGORY, A. | Individual | NELSON FAMILY TRUST U/T/A DATED 3/15/2001 FBO GREGORY A. NELSON AS HIS SEPARATE PROPERTY | TRUSTEE | 12/2022 | |
| CARABET, DEBORAH, F. | Individual | DEBORAH F. CARABET TRUST U/U/A DTD 3/29/2012 | TRUSTEE | 12/2022 | |
| COTTON, JUDITH, A. | Individual | COTTON FAMILY TRUST U/A DATED 12/09/2002 | TRUSTEE | 12/2022 | |
| CARABET, ARMYN | Individual | CARABET FAMILY TRUST U/A DATED 10/25/2005 | TRUSTEE | 12/2022 | |
| CARABET, MARCI | Individual | CARABET FAMILY TRUST U/A DATED 10/25/2005 | TRUSTEE | 12/2022 | |
| ROSE, JONATHAN | Individual | JD ROSE HOLDINGS LLC | MEMBER | 12/2022 | > 75% |
| KUPERSTOCK, MARK, HOWARD | Individual | MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLC | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 03/2019 | 50-75% |
| Mulholland, Stephen, Robert | Individual | MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLC | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | 03/2019 | 50-75% |