SMART PORTFOLIO
SMART PORTFOLIO LLC Legal Name
Adviser information for SMART PORTFOLIO last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 60 | $28.0M |
| Non-Discretionary | 0 | $0 |
| Total | 60 | $28.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $145,000 |
| HNW Individuals | 5 | $337,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 50 | $25.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-127212 |
|---|---|
| SEC ERA File Number | 801-127212 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324633 |
| Legal Entity Identifier | None |
Principal Office
2108 N. ST.SUITE N
SACRAMENTO
CA
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 858-898-8000, Fax: None
Websites
Chief Compliance Officer
ALEKSANDR DYO
MANAGER
2108 N. ST.
SUITE N
SACRAMENTO
CA
United States
Tel:
858-898-8000
A*@****************M
(Full email address available in API data)
Industry Affiliates
| KINGDOM IMPACT CAPITAL LLC | Sponsor, GP, manager of pooled investment vehicles |
| RGL GROUP INSURANCE AND FINANCIAL SERVICES, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EMPWR GROUP, INC. | Domestic Entity | – | OWNER | 12/2022 | 5-10% |
| DYO, ALEKSANDR, REVMIROVICH | Individual | EMPWR GROUP, INC. | OWNER | 02/2020 | > 75% |
| DYO, ALEKSANDR REVMIROVICH | Individual | – | MANAGER AND CCO | 12/2022 | > 75% |