BASELINE PARTNERS LLC
Adviser information for BASELINE PARTNERS LLC last updated from Form ADV on January 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $143.3M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $143.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $143.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-127224 |
|---|---|
| SEC ERA File Number | 801-127224 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301762 |
| Legal Entity Identifier | None |
Principal Office
1819 E SOUTHERN AVE.B10
MESA
AZ
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 480-336-9730, Fax: None
Chief Compliance Officer
DEBBIE BURRIS
DIRECTOR OF OPERATIONS & ADMIN
1819 E SOUTHERN AVE.
B10
MESA
AZ
United States
Tel:
602-558-9834
D******@********************M
(Full email address available in API data)
Regulatory Contact
PATRICK CARDON
MANAGING PARTNER
1819 E SOUTHERN AVE.
B10
MESA
AZ
United States
Tel:
480-336-9740
P******@********************M
(Full email address available in API data)
Industry Affiliates
| BASELINE MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WINDOW ROCK MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BASELINE CRE INCOME FUND, LLC | Real Estate Fund | $72.1M | $0.1M | 376 |
| BASELINE CREDIT OPPORTUNITY FUND LLC | Real Estate Fund | $12.3M | $0.1M | 44 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARDON, PATRICK, RENEER | Individual | PC30, LLC | MEMBER | 11/2018 | > 75% |
| PC30, LLC | Domestic Entity | – | MEMBER | 11/2018 | > 75% |
| UNA SPERANZA LLC | Domestic Entity | – | MEMBER | 08/2022 | 10-25% |
| DAVIS, JOSHUA, DAVID | Individual | UNA SPERANZA LLC | MEMBER | 08/2022 | |
| BURRIS, DEBBIE, LOUISE | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |
| CARDON, PATRICK, RENEER | Individual | – | MANAGING PARTNER | 11/2018 | < 5% |
| DAVIS, JOSHUA, DAVID | Individual | – | PARTNER | 08/2022 | < 5% |