Hedge Fund Database

MODERN WEALTH MANAGEMENT, LLC

Adviser information for MODERN WEALTH MANAGEMENT, LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 79
Investment Advisory/Research 29
Registered Broker-Dealer Representatives 10
Registered State Investment Advisers 29
Licensed Agents of an Insurance Company 12
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 12,907 $2.0B
Non-Discretionary 685 $48.5M
Total 13,592 $2.1B

Clients

Type Number RAUM
Individuals 2,697 $887.7M
HNW Individuals 551 $1.2B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 6 $33.2M
Charitable organizations <5 $8,665
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-127231
SEC ERA File Number 801-127231
SEC CIK Numbers 2001900
SEC CRD Numbers 324624
Legal Entity Identifier None

Principal Office

13550 W 95TH ST.
LENEXA
KS
United States
FRIDAY 8AM TO 3PM, M-TH 8AM TO 5PM
Tel: 913-393-1000, Fax: None

Websites

www.modwm.com www.facebook.com/awmshow/ www.youtube.com/user/barberfinancialgroup www.facebook.com/guidedretirementshow/ www.youtube.com/channel/uctvoydiewmqg0jak2qa-bha www.americaswealthmanagementshow.com www.ofgwealth.com www.barberfinancialgroup.com youtube.com/@meetmodernwealth midwestfinancial.us/- modwm.com/education-center/ www.modernwealthmanagement.com studyretirement.com mjamescpa.com/ erstpa.com/ beltz-ianni.com/ www.centrifugewealth.com

Chief Compliance Officer

JAMES RANKIN
CHIEF LEGAL OFFICER
13550 W 95TH STREET
LENEXA
KS
United States
Tel: 913-393-1000
Fax: N/A
(Full email address available in API data)

Industry Affiliates

MODERN WEALTH INSURANCE SERVICES, LLC Insurance company or agency
MODERN WEALTH TAX SERVICES, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MODERN WEALTH HOLDINGS, LLC Domestic Entity – OWNER 12/2022 > 75%
CAPELLE, MICHAEL, JOHN Individual – CO-CEO 12/2022 < 5%
ROTH, GARY, LAWRENCE Individual – CO-CEO 12/2022 < 5%
GORDO, JASON Individual – PRESIDENT 12/2022 < 5%
CRESTVIEW IV MWM HOLDINGS, L.P. Domestic Entity MODERN WEALTH HOLDINGS, LLC MEMBER 04/2023 50-75%
Rankin, James, Porter Individual – CHIEF COMPLIANCE OFFICER 11/2023 < 5%

No. Employees, Historic

8040020222023202420253 on 12/21/20223 on 12/21/20223 on 12/22/20223 on 1/11/20233 on 2/24/20233 on 4/19/202358 on 4/25/202358 on 5/17/202358 on 8/2/202358 on 8/9/202358 on 8/10/202358 on 8/21/202358 on 8/29/202358 on 8/29/202358 on 10/2/202358 on 11/20/202358 on 12/1/202358 on 12/4/202358 on 2/27/202479 on 3/30/202479 on 3/30/2024

RAUM, Historic

3B2B020222023202420250 on 12/21/20220 on 12/21/20220 on 12/22/20220 on 1/11/20230 on 2/24/20230 on 4/19/20231566351377 on 4/25/20231535399313 on 5/17/20231535399313 on 8/2/20231535399313 on 8/9/20231535399313 on 8/10/20231535399313 on 8/21/20231535399313 on 8/29/20231535399313 on 8/29/20231535399313 on 10/2/20231535399313 on 11/20/20231535399313 on 12/1/20231535399313 on 12/4/20231535399313 on 2/27/20242073107856 on 3/30/20242073107856 on 3/30/2024

No. Clients, Historic

4,0002,000020222023202420250 on 12/21/20220 on 12/21/20220 on 12/22/20220 on 1/11/20230 on 2/24/20230 on 4/19/20232229 on 4/25/20232266 on 5/17/20232266 on 8/2/20232266 on 8/9/20232266 on 8/10/20232266 on 8/21/20232266 on 8/29/20232266 on 8/29/20232266 on 10/2/20232266 on 11/20/20232266 on 12/1/20232266 on 12/4/20232266 on 2/27/20243254 on 3/30/20243254 on 3/30/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 396K 4K 0
ABBOTT LABS COM 979K 9K 0
ABBVIE INC COM 5M 30K 0
ACCENTURE PLC IRELAND SHS CLASS A 326K 1K 0
ADOBE INC COM 3M 5K 0
ADVENT CONV & INCOME FD COM 724K 61K 0
AIR PRODS & CHEMS INC COM 421K 2K 0
ALLIANT ENERGY CORP COM 594K 12K 0
ALPHABET INC CAP STK CL A 6M 33K 0
ALPHABET INC CAP STK CL C 3M 14K 0
ALTRIA GROUP INC COM 502K 11K 0
AMAZON COM INC COM 7M 35K 0
AMEREN CORP COM 416K 6K 0
AMERICAN CENTY ETF TR US SML CP VALU 17M 194K 0
AMERICAN CENTY ETF TR US LARGE CAP VLU 10M 162K 0
AMERICAN ELEC PWR CO INC COM 252K 3K 0
AMERICAN EXPRESS CO COM 919K 4K 0
AMERICAN HOMES 4 RENT CL A 211K 6K 0
AMERIPRISE FINL INC COM 355K 832 0
AMGEN INC COM 496K 2K 0
AMPLIFY ETF TR CWP ENHANCED DIV 15M 379K 0
APPLE INC COM 22M 106K 0
APPLIED MATLS INC COM 697K 3K 0
ARES CAPITAL CORP COM 1M 55K 0
ARMSTRONG WORLD INDS INC NEW COM 830K 7K 0
AT&T INC COM 1M 58K 0
AUTOMATIC DATA PROCESSING IN COM 317K 1K 0
AUTOZONE INC COM 335K 113 0
BANK AMERICA CORP COM 1M 38K 0
BANK NEW YORK MELLON CORP COM 347K 6K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 9K 0
BITWISE BITCOIN ETF TR SHS BEN INT 209K 6K 0
BLACKROCK DEBT STRATEGIES FD COM NEW 692K 64K 0
BLACKROCK ETF TRUST US EQT FACTOR 1M 22K 0
BLACKROCK ETF TRUST II FLEXIBLE INCOME 245K 5K 0
BLACKROCK INC COM 210K 266 0
BLACKROCK INVT QUALITY MUN T COM 419K 35K 0
BLACKROCK MUN INCOME TR SH BEN INT 306K 30K 0
BLACKROCK MUNI INCOME TR II COM 636K 59K 0
BLACKROCK MUNIHOLDINGS QUALI COM 306K 30K 0
BLACKROCK MUNIVEST FD II INC COM 332K 30K 0
BLACKROCK MUNIYIELD FD INC COM 434K 40K 0
BLACKROCK N Y MUN INCOME TRU SH BEN INT 546K 51K 0
BLACKSTONE INC COM 2M 12K 0
BNY MELLON STRATEGIC MUN BD COM 140K 24K 0
BOEING CO COM 241K 1K 0
BONDBLOXX ETF TRUST BLOOMBERG SIX MN 345K 7K 0
BOOKING HOLDINGS INC COM 488K 123 0
BP PLC SPONSORED ADR 870K 24K 0
BROADCOM INC COM 3M 2K 0
BROADRIDGE FINL SOLUTIONS IN COM 3M 13K 0
BROADSTONE NET LEASE INC COM 2M 104K 0
BROOKFIELD RENEWABLE CORP CL A SUB VTG 354K 12K 0
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 3M 79K 0
CAPITAL ONE FINL CORP COM 598K 4K 0
CAPRI HOLDINGS LIMITED SHS 331K 10K 0
CATERPILLAR INC COM 3M 8K 0
CDW CORP COM 2M 10K 0
CENTENE CORP DEL COM 338K 5K 0
CHARLES RIV LABS INTL INC COM 2M 10K 0
CHEMUNG FINL CORP COM 364K 8K 0
CHEVRON CORP NEW COM 4M 23K 0
CHIPOTLE MEXICAN GRILL INC COM 517K 8K 0
CHUBB LIMITED COM 459K 2K 0
CISCO SYS INC COM 1M 30K 0
CITIGROUP INC COM NEW 899K 14K 0
CLEAN HARBORS INC COM 498K 2K 0
CME GROUP INC COM 2M 11K 0
COCA COLA CO COM 2M 27K 0
COHEN & STEERS TOTAL RETURN COM 133K 12K 0
COMCAST CORP NEW CL A 289K 7K 0
COMMERCE BANCSHARES INC COM 783K 14K 0
CONOCOPHILLIPS COM 875K 8K 0
CONSTELLATION ENERGY CORP COM 546K 3K 0
CORTEVA INC COM 230K 4K 0
COSTCO WHSL CORP NEW COM 4M 4K 0
CRH PLC ORD 264K 4K 0
CSX CORP COM 336K 10K 0
CVS HEALTH CORP COM 422K 7K 0
DANAHER CORPORATION COM 214K 858 0
DEERE & CO COM 1M 4K 0
DIMENSIONAL ETF TRUST US CORE EQUITY 2 413K 13K 0
DIMENSIONAL ETF TRUST WORLD EX US CORE 238K 9K 0
DISNEY WALT CO COM 1M 15K 0
DNP SELECT INCOME FD INC COM 126K 15K 0
DOLLAR GEN CORP NEW COM 1M 11K 0
DOW INC COM 239K 5K 0
DT MIDSTREAM INC COMMON STOCK 425K 6K 0
DTE ENERGY CO COM 1M 13K 0
DUKE ENERGY CORP NEW COM NEW 809K 8K 0
DULUTH HLDGS INC COM CL B 37K 10K 0
EA SERIES TRUST US QUAN MOMENTUM 586K 10K 0
EATON CORP PLC SHS 2M 6K 0
EATON VANCE TAX-MANAGED GLOB COM 100K 12K 0
EATON VANCE TAX-MANAGED GLOB COM 159K 19K 0
EDISON INTL COM 386K 5K 0
ELEVANCE HEALTH INC COM 2M 3K 0
ELI LILLY & CO COM 7M 7K 0
ENBRIDGE INC COM 240K 7K 0
ENERGY TRANSFER L P COM UT LTD PTN 356K 22K 0
ETF OPPORTUNITIES TRUST IDX DYNAMIC INNO 10M 355K 0
ETF SER SOLUTIONS NATIONWIDE NASDQ 234K 9K 0
EVERGY INC COM 248K 5K 0
EVERSOURCE ENERGY COM 540K 10K 0
EXELON CORP COM 322K 9K 0
EXTRA SPACE STORAGE INC COM 2M 11K 0
EXXON MOBIL CORP COM 6M 52K 0
FEDEX CORP COM 684K 2K 0
FIDELITY COVINGTON TRUST ENHANCED INTL 335K 12K 0
FIDELITY COVINGTON TRUST ENHANCED MID 235K 8K 0
FIDELITY NATL INFORMATION SV COM 622K 8K 0
FINANCIAL INSTNS INC COM 4M 196K 0
FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 8M 136K 0
FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN 1M 53K 0
FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 357K 15K 0
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 2M 28K 0
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 2M 33K 0
FIRST TR EXCHANGE-TRADED FD ULTRA SHT DUR MU 2M 85K 0
FIRST TR EXCHNG TRADED FD VI TCW SECURITIZED 414K 20K 0
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 539K 13K 0
FIRST TR LRGE CP CORE ALPHA COM SHS 360K 4K 0
FLOWERS FOODS INC COM 456K 21K 0
FORD MTR CO DEL COM 327K 26K 0
FS KKR CAP CORP COM 8M 429K 0
GE AEROSPACE COM NEW 935K 6K 0
GE VERNOVA INC COM 226K 1K 0
GENERAL DYNAMICS CORP COM 633K 2K 0
GILEAD SCIENCES INC COM 203K 3K 0
GLOBAL NET LEASE INC COM NEW 172K 23K 0
GRAINGER W W INC COM 330K 366 0
GRAPHIC PACKAGING HLDG CO COM 347K 13K 0
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 651K 12K 0
HEALTHCARE RLTY TR CL A COM 213K 13K 0
HENNESSY FDS TR STANCE ESG ETF 209K 7K 0
HERCULES CAPITAL INC COM 265K 13K 0
HOME DEPOT INC COM 4M 11K 0
HONEYWELL INTL INC COM 1M 5K 0
INNOVATOR ETFS TRUST US EQTY PWR BUF 473K 12K 0
INTEL CORP COM 671K 22K 0
INTERNATIONAL BUSINESS MACHS COM 2M 9K 0
INTUITIVE SURGICAL INC COM NEW 367K 826 0
INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 299K 13K 0
INVESCO DB MULTI-SECTOR COMM BASE METALS FD 1M 58K 0
INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 241K 12K 0
INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 2M 57K 0
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 290K 6K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 4M 26K 0
INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 391K 4K 0
INVESCO QQQ TR UNIT SER 1 110M 230K 0
IQVIA HLDGS INC COM 288K 1K 0
ISHARES GOLD TR ISHARES NEW 6M 126K 0
ISHARES INC MSCI EMRG CHN 325K 5K 0
ISHARES INC CORE MSCI EMKT 2M 30K 0
ISHARES TR U.S. FINLS ETF 263K 3K 0
ISHARES TR CORE S&P US VLU 2M 22K 0
ISHARES TR SP SMCP600VL ETF 341K 4K 0
ISHARES TR US TREAS BD ETF 3M 151K 0
ISHARES TR EAFE SML CP ETF 517K 8K 0
ISHARES TR U.S. MED DVC ETF 771K 14K 0
ISHARES TR U.S. TECH ETF 9M 59K 0
ISHARES TR NATIONAL MUN ETF 603K 6K 0
ISHARES TR MSCI USA MIN VOL 5M 58K 0
ISHARES TR MSCI USA QLT FCT 28M 166K 0
ISHARES TR CORE MSCI PAC 255K 4K 0
ISHARES TR S&P MC 400GR ETF 68M 770K 0
ISHARES TR CORE MSCI EAFE 607K 8K 0
ISHARES TR RUS 1000 ETF 337K 1K 0
ISHARES TR CORE S&P MCP ETF 436K 7K 0
ISHARES TR S&P 500 VAL ETF 1M 8K 0
ISHARES TR S&P 500 GRWT ETF 84M 903K 0
ISHARES TR IBOXX HI YD ETF 637K 8K 0
ISHARES TR AGGRES ALLOC ETF 276K 4K 0
ISHARES TR IBONDS DEC 25 544K 21K 0
ISHARES TR USD INV GRDE ETF 2M 49K 0
ISHARES TR IBONDS DEC 541K 21K 0
ISHARES TR IBOXX INV CP ETF 455K 4K 0
ISHARES TR CORE S&P TTL STK 3M 28K 0
ISHARES TR CORE MSCI TOTAL 334K 5K 0
ISHARES TR 1 3 YR TREAS BD 7M 83K 0
ISHARES TR CORE S&P SCP ETF 3M 31K 0
ISHARES TR GOV/CRED BD ETF 498K 5K 0
ISHARES TR CORE TOTAL USD 3M 56K 0
ISHARES TR JPMORGAN USD EMG 229K 3K 0
ISHARES TR MSCI USA VALUE 252K 2K 0
ISHARES TR 0-5 YR TIPS ETF 103M 1M 0
ISHARES TR 7-10 YR TRSY BD 4M 43K 0
ISHARES TR CRE U S REIT ETF 5M 98K 0
ISHARES TR HDG MSCI EAFE 268K 8K 0
ISHARES TR CORE MSCI EURO 263K 5K 0
ISHARES TR EAFE GRWTH ETF 1M 14K 0
ISHARES TR TIPS BD ETF 717K 7K 0
ISHARES TR IBONDS DEC 26 532K 21K 0
ISHARES TR MSCI EAFE ETF 700K 9K 0
ISHARES TR U.S. REAL ES ETF 2M 26K 0
ISHARES TR CORE MSCI INTL 3M 50K 0
ISHARES TR CORE US AGGBD ET 520K 5K 0
ISHARES TR MSCI AC ASIA ETF 1M 18K 0
ISHARES TR US AER DEF ETF 209K 2K 0
ISHARES TR MSCI ACWI ETF 273K 2K 0
ISHARES TR RUS 1000 GRW ETF 821K 2K 0
ISHARES TR RUSSELL 2000 ETF 750K 4K 0
ISHARES TR RUS 1000 VAL ETF 526K 3K 0
ISHARES TR ESG AWR MSCI USA 1M 9K 0
ISHARES TR EAFE VALUE ETF 1M 21K 0
ISHARES TR 20 YR TR BD ETF 3M 28K 0
ISHARES TR EXPANDED TECH 864K 10K 0
ISHARES TR MBS ETF 3M 30K 0
ISHARES TR CORE S&P500 ETF 18M 33K 0
ISHARES TR GLOBAL 100 ETF 10M 99K 0
ISHARES TR MSCI INDIA ETF 206K 4K 0
ISHARES U S ETF TR BLACKROCK SHORT 2M 32K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 201K 4K 0
J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN 323K 6K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 4M 73K 0
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 9M 164K 0
JANUS DETROIT STR TR HENDERSON SECURI 217K 4K 0
JANUS DETROIT STR TR HENDRSN SHRT ETF 2M 35K 0
JANUS DETROIT STR TR HENDRSON AAA CL 12M 239K 0
JOBY AVIATION INC COMMON STOCK 71K 14K 0
JOHNSON & JOHNSON COM 3M 23K 0
JPMORGAN CHASE & CO. COM 5M 26K 0
KIMBERLY-CLARK CORP COM 239K 2K 0
KINDER MORGAN INC DEL COM 654K 33K 0
KIRBY CORP COM 233K 2K 0
KNIGHT-SWIFT TRANSN HLDGS IN CL A 795K 16K 0
LIBERTY ALL STAR EQUITY FD SH BEN INT 84K 12K 0
LINDE PLC SHS 536K 1K 0
LKQ CORP COM 316K 8K 0
LOCKHEED MARTIN CORP COM 318K 682 0
LOWES COS INC COM 274K 1K 0
M & T BK CORP COM 715K 5K 0
MARATHON PETE CORP COM 401K 2K 0
MARKEL GROUP INC COM 2M 1K 0
MASCO CORP COM 241K 4K 0
MASTERCARD INCORPORATED CL A 466K 1K 0
MCDONALDS CORP COM 2M 9K 0
MEDTRONIC PLC SHS 1M 13K 0
MERCK & CO INC COM 886K 7K 0
META PLATFORMS INC CL A 3M 5K 0
METLIFE INC COM 378K 5K 0
MGM RESORTS INTERNATIONAL COM 244K 5K 0
MICROSOFT CORP COM 14M 31K 0
MONDEE HOLDINGS INC CLASS A COM 43K 18K 0
MOTOROLA SOLUTIONS INC COM NEW 3M 7K 0
NETFLIX INC COM 432K 640 0
NEW YORK CMNTY BANCORP INC COM 123K 38K 0
NEXTERA ENERGY INC COM 1M 17K 0
NIKE INC CL B 1M 20K 0
NISOURCE INC COM 212K 7K 0
NORFOLK SOUTHN CORP COM 214K 997 0
NOVO-NORDISK A S ADR 236K 2K 0
NUCOR CORP COM 280K 2K 0
NUVEEN AMT FREE MUN CR INC F COM 371K 30K 0
NUVEEN AMT FREE QLTY MUN INC COM 188K 16K 0
NUVEEN MUN CR OPPORTUNITIES COM 496K 45K 0
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 524K 42K 0
NUVEEN QUALITY MUNCP INCOME COM 676K 58K 0
NVIDIA CORPORATION COM 7M 57K 0
OCCIDENTAL PETE CORP COM 481K 8K 0
ONE GAS INC COM 344K 5K 0
ONEOK INC NEW COM 801K 10K 0
ORACLE CORP COM 769K 5K 0
OREILLY AUTOMOTIVE INC COM 1M 977 0
OTTER TAIL CORP COM 424K 5K 0
PACER FDS TR US CHS CWS GWT 7M 161K 0
PACER FDS TR METAURUS CAP 400 672K 18K 0
PACER FDS TR US CASH COWS 100 24M 443K 0
PALO ALTO NETWORKS INC COM 919K 3K 0
PAYCHEX INC COM 3M 21K 0
PEPSICO INC COM 1M 7K 0
PFIZER INC COM 543K 19K 0
PGIM ETF TR TOTAL RETURN BON 649K 16K 0
PGIM HIGH YIELD BOND FUND IN COM 510K 40K 0
PHILIP MORRIS INTL INC COM 1M 13K 0
PHILLIPS 66 COM 230K 2K 0
PHILLIPS EDISON & CO INC COMMON STOCK 3M 83K 0
PHX MINERALS INC CL A 68K 21K 0
PIEDMONT OFFICE REALTY TR IN COM CL A 508K 70K 0
PIMCO CORPORATE & INCOME OPP COM 176K 12K 0
PIMCO ETF TR INV GRD CRP BD 464K 5K 0
PIMCO ETF TR ENHAN SHRT MA AC 658K 7K 0
PIMCO MUN INCOME FD COM 165K 18K 0
PIMCO MUN INCOME FD II COM 299K 35K 0
PIMCO MUN INCOME FD III COM 236K 30K 0
PIONEER MUN HIGH INCOME OPPO COMMON STOCK 183K 16K 0
PLAINS GP HLDGS L P LTD PARTNR INT A 552K 29K 0
PPG INDS INC COM 218K 2K 0
PRINCIPAL FINANCIAL GROUP IN COM 863K 11K 0
PROCTER AND GAMBLE CO COM 7M 43K 0
PROGRESSIVE CORP COM 396K 2K 0
PROSHARES TR S&P 500 DV ARIST 310K 3K 0
PROSHARES TR S&P MDCP 400 DIV 3M 38K 0
PROSPECT CAP CORP COM 159K 29K 0
PRUDENTIAL FINL INC COM 255K 2K 0
QUALCOMM INC COM 2M 10K 0
QUEST DIAGNOSTICS INC COM 639K 5K 0
RB GLOBAL INC COM 208K 3K 0
REALTY INCOME CORP COM 637K 12K 0
RIVERNORTH FLEXIBLE MUN INCO COM 162K 10K 0
RIVERNORTH FLEXIBLE MUNI INC COM 311K 22K 0
RTX CORPORATION COM 645K 6K 0
SALESFORCE INC COM 306K 1K 0
SAP SE SPON ADR 248K 1K 0
SCHWAB CHARLES CORP COM 359K 5K 0
SCHWAB CHARLES FAMILY FD AMT TAX FREE MNY 926K 926K 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 21M 270K 0
SCHWAB STRATEGIC TR US TIPS ETF 264K 5K 0
SELECT SECTOR SPDR TR RL EST SEL SEC 269K 7K 0
SELECT SECTOR SPDR TR TECHNOLOGY 3M 13K 0
SELECT SECTOR SPDR TR SBI CONS STPLS 214K 3K 0
SELECT SECTOR SPDR TR SBI CONS DISCR 221K 1K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 360K 2K 0
SELECT SECTOR SPDR TR ENERGY 1M 15K 0
SERVICENOW INC COM 201K 256 0
SIRIUS XM HOLDINGS INC COM 41K 15K 0
SMUCKER J M CO COM NEW 368K 3K 0
SNOWFLAKE INC CL A 417K 3K 0
SOUTHERN CO COM 255K 3K 0
SPDR DOW JONES INDL AVERAGE UT SER 1 434K 1K 0
SPDR GOLD TR GOLD SHS 1M 6K 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 541K 15K 0
SPDR S&P 500 ETF TR TR UNIT 83M 152K 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 41M 76K 0
SPDR SER TR PORTFOLIO AGRGTE 2M 69K 0
SPDR SER TR PORTFLI HIGH YLD 657K 28K 0
SPDR SER TR PORTFOLIO SH TSR 2M 69K 0
SPDR SER TR PRTFLO S&P500 HI 283K 7K 0
SPDR SER TR PORTFOLIO S&P600 11M 259K 0
SPDR SER TR PRTFLO S&P500 GW 16M 206K 0
SPDR SER TR S&P METALS MNG 517K 9K 0
SPDR SER TR BLOOMBERG 1-3 MO 15M 167K 0
SPDR SER TR PRTFLO S&P500 VL 16M 323K 0
SPDR SER TR PORTFOLI S&P1500 59M 891K 0
SPDR SER TR BBG CONV SEC ETF 255K 4K 0
SSGA ACTIVE ETF TR BLACKSTONE SENR 344K 8K 0
ST JOE CO COM 438K 8K 0
STARBUCKS CORP COM 419K 5K 0
STRYKER CORPORATION COM 317K 931 0
SYSCO CORP COM 654K 9K 0
T ROWE PRICE ETF INC CAP APPRECIATION 21M 681K 0
T-MOBILE US INC COM 429K 2K 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 1M 7K 0
TARGET CORP COM 2M 14K 0
TESLA INC COM 2M 8K 0
TEXAS INSTRS INC COM 900K 5K 0
THE CIGNA GROUP COM 303K 918 0
THERATECHNOLOGIES INC COM NEW 15K 11K 0
THERMO FISHER SCIENTIFIC INC COM 3M 5K 0
TIMKEN CO COM 334K 4K 0
TJX COS INC NEW COM 822K 7K 0
TORO CO COM 2M 24K 0
TRANE TECHNOLOGIES PLC SHS 625K 2K 0
TYSON FOODS INC CL A 458K 8K 0
UNILEVER PLC SPON ADR NEW 722K 13K 0
UNION PAC CORP COM 851K 4K 0
UNITED PARCEL SERVICE INC CL B 818K 6K 0
UNITEDHEALTH GROUP INC COM 3M 6K 0
URANIUM RTY CORP COM 25K 11K 0
US BANCORP DEL COM NEW 425K 11K 0
VANECK ETF TRUST IG FLOATING RATE 11M 419K 0
VANECK MERK GOLD TR GOLD TRUST 10M 427K 0
VANGUARD BD INDEX FDS SHORT TRM BOND 223K 3K 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 5M 72K 0
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 309K 6K 0
VANGUARD INDEX FDS TOTAL STK MKT 14M 52K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 36M 72K 0
VANGUARD INDEX FDS SMALL CP ETF 230K 1K 0
VANGUARD INDEX FDS REAL ESTATE ETF 424K 5K 0
VANGUARD INDEX FDS VALUE ETF 637K 4K 0
VANGUARD INDEX FDS MID CAP ETF 2M 6K 0
VANGUARD INDEX FDS MCAP VL IDXVIP 757K 5K 0
VANGUARD INDEX FDS GROWTH ETF 586K 2K 0
VANGUARD INDEX FDS SM CP VAL ETF 449K 2K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 497K 11K 0
VANGUARD MUN BD FDS TAX EXEMPT BD 251K 5K 0
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 254K 4K 0
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 279K 6K 0
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 23M 94K 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 263K 3K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 492K 10K 0
VANGUARD WORLD FD INF TECH ETF 467K 810 0
VANGUARD WORLD FD INDUSTRIAL ETF 291K 1K 0
VANGUARD WORLD FD COMM SRVC ETF 228K 2K 0
VANGUARD WORLD FD CONSUM STP ETF 249K 1K 0
VANGUARD WORLD FD HEALTH CAR ETF 2M 7K 0
VANGUARD WORLD FD MEGA GRWTH IND 568K 2K 0
VANGUARD WORLD FD MATERIALS ETF 270K 1K 0
VANGUARD WORLD FD MEGA CAP INDEX 294K 1K 0
VANGUARD WORLD FD UTILITIES ETF 244K 2K 0
VANGUARD WORLD FD FINANCIALS ETF 302K 3K 0
VANGUARD WORLD FD CONSUM DIS ETF 291K 932 0
VERIZON COMMUNICATIONS INC COM 2M 37K 0
VIRTUS DIVIDEND INTEREST & P COM 1M 118K 0
VISA INC COM CL A 2M 6K 0
WALMART INC COM 2M 36K 0
WASTE MGMT INC DEL COM 273K 1K 0
WATSCO INC COM 291K 627 0
WEC ENERGY GROUP INC COM 298K 4K 0
WELLS FARGO CO NEW COM 405K 7K 0
WEST PHARMACEUTICAL SVSC INC COM 349K 1K 0
WESTERN ASSET MANAGED MUNS F COM 311K 30K 0
WILLIAMS SONOMA INC COM 706K 3K 0
WISDOMTREE TR INTRST RATE HDGE 21M 935K 0
WISDOMTREE TR FLOATNG RAT TREA 2M 35K 0
WISDOMTREE TR EMG MKTS SMCAP 215K 4K 0
WISDOMTREE TR INDIA ERNGS FD 230K 5K 0
WORLD GOLD TR SPDR GLD MINIS 309K 7K 0
WP CAREY INC COM 437K 8K 0
XCEL ENERGY INC COM 416K 8K 0
ZEBRA TECHNOLOGIES CORPORATI CL A 1M 5K 0
ZOETIS INC CL A 2M 11K 0