Hedge Fund Database

HOLISTIC PLANNING, LLC

Adviser information for HOLISTIC PLANNING, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 412 $398.6M
Non-Discretionary 0 $0
Total 412 $398.6M

Clients

Type Number RAUM
Individuals 207 $52.2M
HNW Individuals 202 $345.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $591,777
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-127235
SEC ERA File Number 801-127235
SEC CIK Numbers 2005353
SEC CRD Numbers 324250
Legal Entity Identifier None

Principal Office

777 EAST AUSTIN
NACOGDOCHES
TX
United States
Monday - Friday, 9AM - 5PM
Tel: (936) 800-0800, Fax: None

Websites

uptickpartners.com/ www.linkedin.com/company/holistic-planning/ www.holisticplanning.com www.linkedin.com/company/uptick-partners/

Chief Compliance Officer

JASON M. BARBER
MANAGING MEMBER, CEO AND FOUNDER
2714 N UNIVERSITY DRIVE
NACOGDOCHES
TX
United States
Tel: (936) 800-0800
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Barber, Jason, Michael Individual – MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND FOUNDER 03/2023 < 5%
Barber, Steven, Wayne Individual – MANAGING MEMBER, CHAIRMAN AND FOUNDER 03/2023 < 5%
Pankratz, Taylor Individual – MANAGING MEMBER, CHIEF OPERATING OFFICER AND FOUNDER 03/2023 < 5%
EAGLESTORM, INC Domestic Entity – OWNER 07/2023 25-50%
PANKRATZ PARTNERS, INC Domestic Entity – OWNER 07/2023 10-25%
BARBER FAMILY VENTURES, INC Domestic Entity – OWNER 07/2023 50-75%

No. Employees, Historic

105020222023202420251 on 12/22/20223 on 3/3/20233 on 5/12/20233 on 7/26/20234 on 8/14/20234 on 9/21/20235 on 9/27/20235 on 2/6/20245 on 2/28/20245 on 3/8/20245 on 3/28/2024

RAUM, Historic

400M200M020222023202420250 on 12/22/20220 on 3/3/2023251808741 on 5/12/2023251808741 on 7/26/2023251808741 on 8/14/2023251808741 on 9/21/2023251808741 on 9/27/2023251808741 on 2/6/2024251808741 on 2/28/2024251808741 on 3/8/2024398566727 on 3/28/2024

No. Clients, Historic

500250020222023202420250 on 12/22/20220 on 3/3/2023300 on 5/12/2023300 on 7/26/2023300 on 8/14/2023300 on 9/21/2023300 on 9/27/2023300 on 2/6/2024300 on 2/28/2024300 on 3/8/2024409 on 3/28/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 2M 23K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 2M 32K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 13K –
VANGUARD INDEX FDS MCAP VL IDXVIP 753K 5K –
VANGUARD INDEX FDS SML CP GRW ETF 1M 4K –
VANGUARD INDEX FDS VALUE ETF 7M 43K –
SCHWAB STRATEGIC TR US MID-CAP ETF 1M 14K –
SCHWAB STRATEGIC TR US MID-CAP ETF 272K 3K –
EA SERIES TRUST STRIVE ENHANCED 4M 197K –
EA SERIES TRUST STRIVE ENHANCED 231K 11K –
EA SERIES TRUST STRIVE 1000 GRWT 3M 71K –
EA SERIES TRUST STRIVE 1000 GRWT 758K 20K –
EA SERIES TRUST STRIVE 1000 VALU 4M 145K –
EA SERIES TRUST STRIVE 1000 VALU 1M 37K –
EA SERIES TRUST STRIVE SML CAP 864K 29K –
EA SERIES TRUST STRIVE SML CAP 111K 4K –
EA SERIES TRUST STRIVE TOTAL RET 665K 33K –
EA SERIES TRUST STRIVE TOTAL RET 62K 3K –
WISDOMTREE TR FLOATNG RAT TREA 9M 186K –
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 4M 121K –
INVESCO QQQ TR UNIT SER 1 2M 5K –
VANGUARD INDEX FDS S&P 500 ETF SHS 6M 13K –
VANGUARD INDEX FDS SMALL CP ETF 1M 6K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 272K 8K –
ISHARES TR CORE S&P500 ETF 3M 6K –
VANECK ETF TRUST MRNGSTR WDE MOAT 2M 23K –
AMAZON COM INC COM 2M 13K –
AMAZON COM INC COM 41K 228 –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 1M 42K –
ISHARES TR CORE DIV GRWTH 2M 26K –
JPMORGAN CHASE & CO COM 773K 4K –
JPMORGAN CHASE & CO COM 38K 191 –
META PLATFORMS INC CL A 529K 1K –
META PLATFORMS INC CL A 34K 69 –
MICROSOFT CORP COM 2M 6K –
MICROSOFT CORP COM 85K 202 –
NVIDIA CORPORATION COM 1M 1K –
NVIDIA CORPORATION COM 41K 45 –
VANGUARD INDEX FDS MCAP GR IDXVIP 691K 3K –
VANGUARD INDEX FDS SM CP VAL ETF 1M 6K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 1M 7K –
INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 236K 8K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 29K –
CHEVRON CORP NEW COM 1M 7K –
CHEVRON CORP NEW COM 31K 194 –
WELLS FARGO CO NEW COM 260K 4K –
WELLS FARGO CO NEW COM 3K 56 –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 212K 2K –
BP PLC SPONSORED ADR 210K 6K –
CONOCOPHILLIPS COM 260K 2K –
CONOCOPHILLIPS COM 22K 170 –
MCDONALDS CORP COM 540K 2K –
MCDONALDS CORP COM 18K 64 –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 452K 11K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 796K 10K –
VANGUARD INDEX FDS TOTAL STK MKT 510K 2K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 1M 35K –
VANGUARD INDEX FDS GROWTH ETF 3M 10K –
EA SERIES TRUST STRIVE 500 ETF 2M 60K –
ISHARES TR CORE S&P MCP ETF 489K 8K –
EA SERIES TRUST STRIVE 1000 DIV 898K 29K –
ISHARES TR RUSSELL 2000 ETF 398K 2K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 2M 56K –
VANGUARD INDEX FDS LARGE CAP ETF 1M 5K –
ALPHABET INC CAP STK CL A 1M 9K –
ALPHABET INC CAP STK CL A 25K 165 –
APPLE INC COM 2M 14K –
APPLE INC COM 63K 367 –
CISCO SYS INC COM 289K 6K –
CISCO SYS INC COM 20K 407 –
ISHARES TR RUS 1000 VAL ETF 793K 4K –
ISHARES TR S&P MC 400GR ETF 464K 5K –
NKARTA INC COM 164K 15K –
PFIZER INC COM 389K 14K –
PFIZER INC COM 18K 655 –
SALESFORCE INC COM 214K 709 –
SALESFORCE INC COM 5K 15 –
TESLA INC COM 269K 2K –
TESLA INC COM 16K 90 –
VALERO ENERGY CORP COM 238K 1K –
ISHARES TR CORE S&P US GWT 1M 12K –
ISHARES TR CORE S&P US VLU 2M 20K –
FIRST TR MORNINGSTAR DIVID L SHS 430K 11K –
SPDR S&P 500 ETF TR TR UNIT 2M 4K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 1M 11K –
VANGUARD INDEX FDS MID CAP ETF 2M 7K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 239K 7K –
ISHARES TR S&P 500 GRWT ETF 1M 13K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 662K 2K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 8K 19 –
EA SERIES TRUST STRIVE US ENERGY 294K 9K –
COMCAST CORP NEW CL A 311K 7K –
COMCAST CORP NEW CL A 12K 281 –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 214K 2K –
VISA INC COM CL A 530K 2K –
VISA INC COM CL A 9K 34 –
JOHNSON & JOHNSON COM 312K 2K –
JOHNSON & JOHNSON COM 27K 173 –
PEPSICO INC COM 681K 4K –
PEPSICO INC COM 17K 95 –
ISHARES TR CORE S&P SCP ETF 473K 4K –
ISHARES TR S&P 100 ETF 1M 5K –
ISHARES TR S&P MC 400VL ETF 556K 5K –
ISHARES TR S&P SML 600 GWT 264K 2K –
WISDOMTREE TR US MIDCAP DIVID 279K 6K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 404K 12K –
ENBRIDGE INC COM 251K 7K –
PROCTER AND GAMBLE CO COM 705K 4K –
PROCTER AND GAMBLE CO COM 31K 194 –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 588K 17K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 1M 32K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 204K 6K –
INVESCO EXCHANGE TRADED FD T DORSEY WRGT INDS 274K 2K –
EMERSON ELEC CO COM 339K 3K –
EMERSON ELEC CO COM 7K 64 –
WALMART INC COM 634K 11K –
WALMART INC COM 53K 874 –
ISHARES TR RUS 1000 ETF 208K 723 –
ALPHABET INC CAP STK CL C 555K 4K –
ALPHABET INC CAP STK CL C 17K 113 –
COCA COLA CO COM 301K 5K –
COCA COLA CO COM 18K 294 –
ELI LILLY & CO COM 201K 258 –
ELI LILLY & CO COM 8K 10 –
MERCK & CO INC COM 744K 6K –
MERCK & CO INC COM 22K 166 –
SHELL PLC SPON ADS 339K 5K –
HOME DEPOT INC COM 186K 486 –
HOME DEPOT INC COM 26K 69 –
UNION PAC CORP COM 483K 2K –
UNION PAC CORP COM 2K 9 –
ISHARES TR EAFE VALUE ETF 409K 8K –
UNITED PARCEL SERVICE INC CL B 286K 2K –
UNITED PARCEL SERVICE INC CL B 8K 53 –
EXXON MOBIL CORP COM 2M 16K –
EXXON MOBIL CORP COM 34K 293 –
ISHARES TR MSCI USA MIN VOL 327K 4K –
SCHWAB STRATEGIC TR INTL EQTY ETF 302K 8K –
BROADCOM INC COM 665K 502 –
BROADCOM INC COM 19K 14 –
ISHARES TR RUSSELL 3000 ETF 200K 667 –
ISHARES TR S&P 500 VAL ETF 2M 13K –
ISHARES TR RUS MD CP GR ETF 284K 2K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 240K 4K –
ENTERPRISE PRODS PARTNERS L COM 236K 8K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 301K 4K –
X4 PHARMACEUTICALS INC COM 19K 14K –
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 400K 13K –
ISHARES TR MSCI EAFE ETF 224K 3K –
ISHARES TR RUS 1000 GRW ETF 243K 720 –
ISHARES TR ISHARES SEMICDTR 256K 1K –
ISHARES TR CORE HIGH DV ETF 287K 3K –
SELECT SECTOR SPDR TR TECHNOLOGY 383K 2K –
NORTHERN DYNASTY MINERALS LT COM NEW 3K 11K –
ISHARES TR 7-10 YR TRSY BD 280K 3K –