GRAYHAWK WEALTH US INC.
Adviser information for GRAYHAWK WEALTH US INC. last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-127239 |
|---|---|
| SEC ERA File Number | 801-127239 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321602 |
| Legal Entity Identifier | None |
Principal Office
900-332 6TH AVENUE SWCALGARY, ALBERTA
Canada
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 877-665-9951, Fax: 647-259-8655
Chief Compliance Officer
MICHAEL ANDRE ELIE HASSAN
900-332 6TH AVE SW
CALGARY
Canada
Tel:
1-514-518-2584
M******@*****************M
(Full email address available in API data)
Regulatory Contact
AURELIE HELENE JACLOT
900-332 6TH AVE SW
CALGARY
Canada
A******@*****************M
(Full email address available in API data)
Industry Affiliates
| GRAYHAWK INVESTMENT STRATEGIES INC. | Other investment adviser, including financial planners |
| SAGARD HOLDINGS MANAGER (US) LLC | Sponsor, GP, manager of pooled investment vehicles |
| SAGARD HOLDINGS MANAGER LP | Sponsor, GP, manager of pooled investment vehicles |
| SAGARD PRIVATE EQUITY PARTNERS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRAYHAWK WEALTH HOLDINGS INC. | Foreign Entity | – | HOLDING COMPANY | 03/2022 | > 75% |
| SAGARD HOLDINGS WEALTH LP (ONTARIO) | Foreign Entity | GRAYHAWK WEALTH HOLDINGS INC. | MEMBER | 03/2022 | 50-75% |
| Jaclot, Aurelie, Helene | Individual | – | PRESIDENT | 02/2024 | < 5% |
| Harvey, Stephen, NMN | Individual | – | CHIEF INVESTMENT OFFICER | 02/2024 | < 5% |
| Hassan, Michael, Andre Elie | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |