WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY
Adviser information for WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 11 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,145 | $164.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1,145 | $164.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 662 | $100.0M |
| HNW Individuals | 40 | $64.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-127246 |
|---|---|
| SEC ERA File Number | 801-127246 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 206518 |
| Legal Entity Identifier | None |
Principal Office
777 S. HARBOUR ISLAND BLVDSTE 440
TAMPA
FL
United States
Monday - Friday, 9:00 - 5:00
Tel: 866-929-3258, Fax: 866-627-2508
Chief Compliance Officer
REBECCA WALSER
MANAGING MEMBER
777 S. HARBOUR ISLAND BLVD
STE 440
TAMPA
FL
United States
Tel:
866-929-3258
Fax:
866-627-2508
R******@***************M
(Full email address available in API data)
Regulatory Contact
JULIE BROWN
777 SOUTH HARBOUR ISLAND BLVD
SUITE 440
TAMPA
FL
United States
Tel:
866-929-3258
Fax:
866-627-2508
J*****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALSER, REBECCA | Individual | – | MANAGING MEMBER/CCO | 04/2015 | > 75% |