PEAKVIEW CAPITAL
PEAKVIEW MANAGEMENT, LLC Legal Name
Adviser information for PEAKVIEW CAPITAL last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $290.5M |
| Non-Discretionary | 3 | $204.8M |
| Total | 9 | $495.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $495.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 44 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-127248 |
|---|---|
| SEC ERA File Number | 801-127248 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305663 |
| Legal Entity Identifier | None |
Principal Office
525 MIDDLEFIELD ROADSUITE 230
MENLO PARK
CA
United States
Monday - Friday, 9:00 AM-5:00 PM
Tel: 1 650-321-6600, Fax: None
Chief Compliance Officer
WENBO XU
VP OF OPERATIONS
525 MIDDLEFIELD ROAD
SUITE 230
MENLO PARK
CA
United States
Tel:
6503216600
S****@***************L
(Full email address available in API data)
Regulatory Contact
ERIK LASSILA
MANAGING MEMBER
525 MIDDLEFIELD ROAD
SUITE 230
MENLO PARK
CA
United States
Tel:
6503216600
E***@***************L
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PEAKVIEW CAPITAL III, LP | Private Equity Fund | $116.4M | $1.0M | 9 |
| PEAKVIEW CAPITAL IV-A, L.P. | Private Equity Fund | $62.2M | $5.0M | 1 |
| PEAKVIEW CAPITAL IV, L.P. | Private Equity Fund | $88.7M | $1.0M | 53 |
| PEAKVIEW GROWTH OPPORTUNITIES FUND LLC | Private Equity Fund | $4.0M | $0.5M | 2 |
| PEAKVIEW OPPORTUNITIES FUND CRYPTO, L.P. | Private Equity Fund | $15.9M | $1.0M | 6 |
| PEAKVIEW SPECIAL OPPORTUNITIES IV, L.P. | Private Equity Fund | $3.3M | $1.0M | 1 |
| SJ JIACHENG US INVESTMENT II, LP | Private Equity Fund | $143.8M | $0.5M | 2 |
| SJ JIACHENG US INVESTMENT IX, LP | Private Equity Fund | $37.1M | $0.5M | 2 |
| SJ JIACHENG US INVESTMENT V, LP | Private Equity Fund | $23.9M | $0.5M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LASSILA, KEN-ERIK, DAY | Individual | – | OWNER | 08/2017 | > 75% |
| XU, WENBO, NMN | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2019 | < 5% |