ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD.
Adviser information for ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $663.6M |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $663.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $10.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $262.5M |
| Pension and profit sharing plans | <5 | $390.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 25 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-127267 |
|---|---|
| SEC ERA File Number | 801-127267 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324043 |
| Legal Entity Identifier | 254900BVSN13OAH1SL77 |
Principal Office
88 MARKET STREET, #21-29A, CAPITASPRINGSINGAPORE
Singapore
Monday - Friday, 9:00-18:00 (SGT)
Tel: (+65) 6016-2583, Fax: None
Chief Compliance Officer
JONATHAN CRAWFORD
HEAD OF INTERNATIONAL COMPLIANCE
BOW BELLS HOUSE, 6TH FLOOR
1 BREAD STREET
LONDON
United Kingdom
Tel:
+44-204-551-7564
J****************@******************M
(Full email address available in API data)
Regulatory Contact
LAW YAN CHAK
HEAD OF COMPLIANCE, HONG KONG AND SINGAPORE
LEVEL 15, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL
CENTRAL
HONG KONG
Hong Kong
Tel:
+852 93870703
C**********@******************M
(Full email address available in API data)
Industry Affiliates
| ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| ALLSPRING GLOBAL INVESTMENTS (UK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALLSPRING GLOBAL INVESTMENTS LUXEMBOURG S.A. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ALLSPRING GLOBAL INVESTMENTS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GALLIARD CAPITAL MANAGEMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | Domestic Entity | – | MANAGING MEMBER, DIRECT PARENT COMPANY | 11/2021 | > 75% |
| MCMILLIN, MOLLY, FESTA | Individual | ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | MANAGER | 11/2021 | |
| SQUIRE, SALLIE, CLEMENTS | Individual | ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | MANAGER | 11/2021 | |
| SULLIVAN, JOSEPH, ANDREW | Individual | ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | MANAGER | 11/2021 | |
| ALLSPRING BUYER, LLC | Domestic Entity | ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | SHAREHOLDER | 11/2021 | > 75% |
| ALLSPRING INTERMEDIATE II, LLC | Domestic Entity | ALLSPRING BUYER, LLC | SHAREHOLDER | 11/2021 | > 75% |
| ALLSPRING INTERMEDIATE I, LLC | Domestic Entity | ALLSPRING INTERMEDIATE II, LLC | SHAREHOLDER | 11/2021 | > 75% |
| ALLSPRING GROUP HOLDINGS, LLC | Domestic Entity | ALLSPRING INTERMEDIATE I, LLC | SHAREHOLDER | 11/2021 | > 75% |
| GTCR FUND XIII/B LP | Domestic Entity | ALLSPRING GROUP HOLDINGS, LLC | SHAREHOLDER | 11/2021 | 25-50% |
| GTCR PARTNERS XIII/B LP | Domestic Entity | GTCR FUND XIII/B LP | GENERAL PARTNER | 07/2020 | |
| GTCR INVESTMENT XIII LLC | Domestic Entity | GTCR PARTNERS XIII/B LP | GENERAL PARTNER | 07/2020 | |
| IRWIN, DERRICK, MILLET | Individual | – | DIRECTOR | 01/2022 | < 5% |
| Chao, Tan Song | Individual | – | CEO AND DIRECTOR | 07/2022 | < 5% |
| SOWERBY, ANDREW | Individual | – | DIRECTOR | 01/2022 | < 5% |
| Crawford, Jonathan, David | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |