EVERGREEN PRIVATE WEALTH
EVERGREEN PRIVATE WEALTH LLC Legal Name
Adviser information for EVERGREEN PRIVATE WEALTH last updated from Form ADV on January 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 514 | $195.1M |
| Non-Discretionary | 0 | $0 |
| Total | 514 | $195.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 90 | $50.0M |
| HNW Individuals | 62 | $140.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 3 | $4.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $49,825 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 195.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| EVERGREEN PRIVATE WEALTH WRAP FEE PROGRAM | EVERGREEN PRIVATE WEALTH |
Principal Office
7400 E ORCHARD RDSTE 2500N
GREENWOOD VILLAGE
CO
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 720-617-2885, Fax: 720-410-9277
Chief Compliance Officer
DUSTIN KYLE SCHICK
CHIEF COMPLIANCE OFFICER
7400 E ORCHARD RD
STE 2500N
GREENWOOD VILLAGE
CO
United States
Tel:
720-617-2885
Fax:
720-410-9277
D******@***************M
(Full email address available in API data)
Regulatory Contact
STEVEN HOWARD BOWES
7400 E ORCHARD RD
STE 2500N
GREENWOOD VILLAGE
CO
United States
Tel:
720-617-2883
Fax:
720-410-9277
S*****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHICK, DUSTIN, KYLE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| BOWES, STEVEN, HOWARD | Individual | STEVEN BOWES, INC | MANAGING MEMBER | 07/2019 | > 75% |
| STEVEN BOWES, INC | Domestic Entity | – | MEMBER | 09/2019 | 50-75% |
| SCOTT PRESTON, INC | Domestic Entity | – | MEMBER | 09/2019 | 50-75% |
| PRESTON, SCOTT, ANTHONY | Individual | SCOTT PRESTON, INC | MANAGING MEMBER | 07/2019 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 21K | 201 | – |
| ABBVIE INC | COM | 212K | 1K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 12K | 41 | – |
| ADOBE INC | COM | 6M | 11K | – |
| ADVANCED MICRO DEVICES INC | COM | 52K | 319 | – |
| AGILENT TECHNOLOGIES INC | COM | 127K | 981 | – |
| AIRBNB INC | COM CL A | 2K | 10 | – |
| ALPHABET INC | CAP STK CL A | 6M | 35K | – |
| ALPHABET INC | CAP STK CL C | 39K | 211 | – |
| ALTRIA GROUP INC | COM | 3K | 55 | – |
| AMAZON COM INC | COM | 6M | 31K | – |
| AMERICAN AIRLS GROUP INC | COM | 2K | 200 | – |
| AMGEN INC | COM | 244K | 781 | – |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 647 | 10 | – |
| APPLE INC | COM | 5M | 26K | – |
| APPLIED MATLS INC | COM | 9M | 37K | – |
| ARISTA NETWORKS INC | COM | 5M | 15K | – |
| ASBURY AUTOMOTIVE GROUP INC | COM | 4M | 16K | – |
| ASSURED GUARANTY LTD | COM | 106K | 1K | – |
| AT&T INC | COM | 3M | 167K | – |
| BALL CORP | COM | 87K | 1K | – |
| BANK AMERICA CORP | COM | 517 | 13 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 6M | 16K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 53K | 1K | – |
| CATERPILLAR INC | COM | 27K | 80 | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 7M | 42K | – |
| CHORD ENERGY CORPORATION | COM NEW | 5K | 30 | – |
| CHURCH &DWIGHT CO INC | COM | 125K | 1K | – |
| CINTAS CORP | COM | 146K | 209 | – |
| CISCO SYS INC | COM | 3K | 70 | – |
| COCA COLA CO | COM | 191K | 3K | – |
| COINBASE GLOBAL INC | COM CL A | 2K | 8 | – |
| COPART INC | COM | 148K | 3K | – |
| CORNING INC | COM | 52K | 1K | – |
| COSTCO WHSL CORP NEW | COM | 21K | 25 | – |
| CROCS INC | COM | 58K | 400 | – |
| DANAHER CORPORATION | COM | 23K | 92 | – |
| DBX ETF TR | XTRACK MSCI EAFE | 24 | 1 | – |
| DBX ETF TR | XTRACK MUN INFRA | 2M | 83K | – |
| DBX ETF TR | XTRCKR MSCI US | 11K | 224 | – |
| DEERE &CO | COM | 5K | 13 | – |
| DISNEY WALT CO | COM | 397 | 4 | – |
| DOLLAR GEN CORP NEW | COM | 11K | 83 | – |
| DOLLAR TREE INC | COM | 46K | 429 | – |
| E L F BEAUTY INC | COM | 15K | 73 | – |
| EA SERIES TRUST | STRIVE US ENERGY | 12K | 390 | – |
| ENPHASE ENERGY INC | COM | 2M | 23K | – |
| EOG RES INC | COM | 3M | 24K | – |
| EQUINIX INC | COM | 1M | 2K | – |
| EXXON MOBIL CORP | COM | 75K | 650 | – |
| FIDELITY COVINGTON TRUST | ENHANCED INTL | 431K | 15K | – |
| FIDELITY COVINGTON TRUST | ENHANCED MID | 773K | 26K | – |
| FIDELITY COVINGTON TRUST | HIGH YILD ETF | 2M | 45K | – |
| FIDELITY COVINGTON TRUST | SML MID MLTFCT | 4M | 116K | – |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 52 | 1 | – |
| FIRST SOLAR INC | COM | 676 | 3 | – |
| FIRST TR EXCH TRADED FD III | MUNI HI INCM ETF | 1M | 30K | – |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 35K | 807 | – |
| FISERV INC | COM | 141K | 948 | – |
| FORTINET INC | COM | 68K | 1K | – |
| FREEPORT-MCMORAN INC | CL B | 243 | 5 | – |
| GALLAGHER ARTHUR J &CO | COM | 25K | 96 | – |
| GARTNER INC | COM | 145K | 324 | – |
| GLOBAL X FDS | GLOBAL X COPPER | 4K | 89 | – |
| GLOBAL X FDS | GLOBAL X URANIUM | 4K | 138 | – |
| HCA HEALTHCARE INC | COM | 4M | 13K | – |
| HF SINCLAIR CORP | COM | 1M | 26K | – |
| HOME DEPOT INC | COM | 143K | 414 | – |
| HONEYWELL INTL INC | COM | 90K | 423 | – |
| HUNT J B TRANS SVCS INC | COM | 145K | 906 | – |
| HUNTINGTON BANCSHARES INC | COM | 4M | 330K | – |
| IDEXX LABS INC | COM | 18K | 36 | – |
| INDEXIQ ACTIVE ETF TR | IQ MACKAY INTRME | 1M | 53K | – |
| INFOSYS LTD | SPONSORED ADR | 332K | 18K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 24K | 816 | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 143K | 4K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 66K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 144K | 835 | – |
| INTUIT | COM | 5M | 7K | – |
| INTUITIVE SURGICAL INC | COM NEW | 24K | 54 | – |
| INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 24 | 1 | – |
| ISHARES INC | ESG AWR MSCI EM | 225K | 7K | – |
| ISHARES TR | 10-20 YR TRS ETF | 4M | 41K | – |
| ISHARES TR | CORE MSCI TOTAL | 20K | 303 | – |
| ISHARES TR | CORE S&P MCP ETF | 22K | 378 | – |
| ISHARES TR | CORE S&P SCP ETF | 25K | 239 | – |
| ISHARES TR | CORE S&P TTL STK | 50K | 420 | – |
| ISHARES TR | CORE S&P500 ETF | 165K | 301 | – |
| ISHARES TR | ESG AWRE 1 5 YR | 185K | 8K | – |
| ISHARES TR | ESG AWRE USD ETF | 484K | 21K | – |
| ISHARES TR | ESG MSCI LEADR | 142K | 1K | – |
| ISHARES TR | GL CLEAN ENE ETF | 40 | 3 | – |
| ISHARES TR | IBDS DEC28 ETF | 3M | 118K | – |
| ISHARES TR | IBONDS 24 TRM TS | 7K | 289 | – |
| ISHARES TR | IBONDS 27 ETF | 3M | 123K | – |
| ISHARES TR | IBONDS 29 TRM TS | 25K | 1K | – |
| ISHARES TR | IBONDS DEC | 21K | 822 | – |
| ISHARES TR | IBONDS DEC 2032 | 3M | 116K | – |
| ISHARES TR | IBONDS DEC 2033 | 3M | 113K | – |
| ISHARES TR | IBONDS DEC 25 | 21K | 800 | – |
| ISHARES TR | IBONDS DEC 26 | 921K | 36K | – |
| ISHARES TR | IBONDS DEC 27 | 898K | 36K | – |
| ISHARES TR | IBONDS DEC 28 | 934K | 37K | – |
| ISHARES TR | IBONDS DEC 29 | 60K | 3K | – |
| ISHARES TR | IBONDS DEC2026 | 3M | 123K | – |
| ISHARES TR | IBONDS DEC24 ETF | 46K | 2K | – |
| ISHARES TR | IBONDS DEC25 ETF | 56K | 2K | – |
| ISHARES TR | MSCI KLD400 SOC | 141K | 1K | – |
| ISHARES TR | MSCI USA QLT FCT | 35K | 207 | – |
| ISHARES TR | NATIONAL MUN ETF | 42K | 390 | – |
| ISHARES TR | RUS 1000 GRW ETF | 114K | 313 | – |
| ISHARES TR | RUSSELL 2000 ETF | 15K | 74 | – |
| ISHARES TR | S&P 500 GRWT ETF | 658K | 7K | – |
| ISHARES TR | S&P 500 VAL ETF | 522K | 3K | – |
| ISHARES TR | S&P MC 400GR ETF | 108K | 1K | – |
| ISHARES TR | S&P MC 400VL ETF | 85K | 749 | – |
| ISHARES TR | S&P SML 600 GWT | 247K | 2K | – |
| ISHARES TR | SP SMCP600VL ETF | 119K | 1K | – |
| ISHARES TR | U.S. TECH ETF | 7K | 45 | – |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | 11K | 220 | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 8K | 163 | – |
| JOHNSON &JOHNSON | COM | 51K | 351 | – |
| JPMORGAN CHASE &CO. | COM | 6M | 28K | – |
| KINDER MORGAN INC DEL | COM | 2M | 83K | – |
| KLA CORP | COM NEW | 26K | 32 | – |
| KRANESHARES TRUST | QUADRTC INT RT | 3M | 149K | – |
| KRATOS DEFENSE &SEC SOLUTIO | COM NEW | 40 | 2 | – |
| LOWES COS INC | COM | 23K | 106 | – |
| LYFT INC | CL A COM | 423 | 30 | – |
| MCDONALDS CORP | COM | 5K | 20 | – |
| MERCADOLIBRE INC | COM | 2K | 1 | – |
| MERCK &CO INC | COM | 191K | 2K | – |
| META PLATFORMS INC | CL A | 8K | 15 | – |
| MICROSOFT CORP | COM | 7M | 15K | – |
| MONDELEZ INTL INC | CL A | 4M | 58K | – |
| MOODYS CORP | COM | 107K | 254 | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 11K | 28 | – |
| MSCI INC | COM | 7K | 14 | – |
| NATURAL GROCERS BY VITAMIN C | COM | 3K | 140 | – |
| NETFLIX INC | COM | 6M | 9K | – |
| NEXTERA ENERGY INC | COM | 160K | 2K | – |
| NICE LTD | SPONSORED ADR | 7K | 41 | – |
| NIKE INC | CL B | 44K | 579 | – |
| NORWEGIAN CRUISE LINE HLDG L | SHS | 940 | 50 | – |
| NOVO-NORDISK A S | ADR | 7K | 46 | – |
| NUSHARES ETF TR | NUVEEN ESG INTL | 221K | 7K | – |
| NUSHARES ETF TR | NUVEEN ESG MIDCP | 358K | 9K | – |
| NUSHARES ETF TR | NUVEEN ESG MIDVL | 380K | 11K | – |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 595K | 15K | – |
| NVIDIA CORPORATION | COM | 115K | 930 | – |
| OLD DOMINION FREIGHT LINE IN | COM | 1M | 6K | – |
| ONEOK INC NEW | COM | 139K | 2K | – |
| ORACLE CORP | COM | 43K | 301 | – |
| ORGANON &CO | COMMON STOCK | 869 | 42 | – |
| PALO ALTO NETWORKS INC | COM | 26K | 78 | – |
| PARKER-HANNIFIN CORP | COM | 3M | 5K | – |
| PAYCHEX INC | COM | 156K | 1K | – |
| PAYPAL HLDGS INC | COM | 79K | 1K | – |
| PEPSICO INC | COM | 17K | 105 | – |
| PPG INDS INC | COM | 97K | 771 | – |
| PROCTER AND GAMBLE CO | COM | 71K | 433 | – |
| PROLOGIS INC. | COM | 1M | 12K | – |
| ROBLOX CORP | CL A | 186 | 5 | – |
| ROSS STORES INC | COM | 5M | 31K | – |
| ROYAL CARIBBEAN GROUP | COM | 24K | 150 | – |
| RTX CORPORATION | COM | 139K | 1K | – |
| SALESFORCE INC | COM | 118K | 459 | – |
| SCHWAB CHARLES CORP | COM | 147 | 2 | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 56K | 383 | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 7K | 30 | – |
| SENTINELONE INC | CL A | 5K | 250 | – |
| SERVICENOW INC | COM | 15K | 19 | – |
| SOUTHWEST AIRLS CO | COM | 15K | 508 | – |
| SPDR GOLD TR | GOLD SHS | 13K | 60 | – |
| SPDR INDEX SHS FDS | MSCI EAFE STRTGC | 6M | 83K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 37K | 68 | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 8K | 85 | – |
| SPDR SER TR | NUVEEN BLOOMBERG | 22K | 863 | – |
| SPROTT PHYSICAL GOLD TR | UNIT | 141K | 8K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 21K | 123 | – |
| TECK RESOURCES LTD | CL B | 4K | 89 | – |
| TESLA INC | COM | 6K | 30 | – |
| THE CIGNA GROUP | COM | 5K | 15 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 6M | 10K | – |
| TJX COS INC NEW | COM | 44K | 400 | – |
| UBER TECHNOLOGIES INC | COM | 654 | 9 | – |
| ULTA BEAUTY INC | COM | 3M | 9K | – |
| UNITED RENTALS INC | COM | 23K | 35 | – |
| UNITED STS COMMODITY INDEX F | CM REP COPP FD | 4K | 142 | – |
| UNITEDHEALTH GROUP INC | COM | 85K | 166 | – |
| URBAN-GRO INC | COM NEW | 399 | 300 | – |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 27K | 524 | – |
| VANECK ETF TRUST | JP MRGAN EM LOC | 1M | 59K | – |
| VANECK ETF TRUST | LONG MUNI ETF | 2M | 92K | – |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 63K | 188 | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 4M | 88K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 74K | 304 | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 3M | 16K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 159K | 594 | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 59 | 1 | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 248K | 6K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 30K | 610 | – |
| VERALTO CORP | COM SHS | 3K | 30 | – |
| VERISIGN INC | COM | 141K | 793 | – |
| VERISK ANALYTICS INC | COM | 11K | 39 | – |
| VERIZON COMMUNICATIONS INC | COM | 4K | 100 | – |
| VISA INC | COM CL A | 174K | 661 | – |
| WASTE MGMT INC DEL | COM | 5M | 22K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 1M | 4K | – |
| WISDOMTREE TR | EM EX ST-OWNED | 5M | 168K | – |
| WISDOMTREE TR | EMG MKTS SMCAP | 51 | 1 | – |
| ZOETIS INC | CL A | 5M | 28K | – |