NORDWAND INVESTMENTS, LLC
Adviser information for NORDWAND INVESTMENTS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $51.0M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $51.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $51.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-127287 |
|---|---|
| SEC ERA File Number | 801-127287 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323829 |
| Legal Entity Identifier | None |
Principal Office
150 N. RADNOR CHESTER RDSUITE A270
RADNOR
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 484-630-2510, Fax: None
Chief Compliance Officer
GERALD KANE
150 N. RADNOR CHESTER RD
SUITE A270
RADNOR
PA
United States
Tel:
484-630-2510
G****@******************M
(Full email address available in API data)
Industry Affiliates
| NORDWAND ADVISORS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NORDWAND EARLY OPPORTUNITIES FUND I, LLC | Venture Capital Fund | $11.8M | $0.0M | 8 |
| NORDWAND INCOME OPPORTUNITIES FUND I, LLC | PRIVATE DEBT | $12.0M | $0.0M | 10 |
| NORDWAND SPECIAL OPPORTUNITIES FUND I, LLC | Private Equity Fund | $13.9M | $0.0M | 25 |
| NORDWAND SPECIAL OPPORTUNITIES FUND II, LLC | PRIVATE INVESTMENT IN PUBLIC EQUITY | $13.3M | $0.0M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NORDWAND CAPITAL, LLC | Domestic Entity | – | MANAGING MEMBER | 10/2022 | > 75% |
| MARTIN, JAMES, FRANCIS | Individual | NORDWAND CAPITAL, LLC | OWNER | 11/2022 | > 75% |
| Kane, Gerald, J. | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |