CQL CAPITAL MANAGEMENT

Adviser information for CQL CAPITAL MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Missouri, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1 $5.0M
Non-Discretionary 0 $0
Total 1 $5.0M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $5.0M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Portfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-127290
SEC ERA File Number 801-127290
SEC CIK Numbers None
SEC CRD Numbers 319557
Legal Entity Identifier None

Principal Office

390 S. WOODS MILL ROAD
SUITE 250
CHESTERFIELD
MO
United States
Monday - Friday, 9 AM -4 PM
Tel: 314-896-2211, Fax: None

Websites

Chief Compliance Officer

BRYAN LOPEZ
390 S. WOODS MILL ROAD
SUITE 250
CHESTERFIELD
MO
United States
Tel: 314-896-2211
(Full email address available in API data)

Regulatory Contact

JOHN RUSSON
PORTFOLIO MANAGER
390 S. WOODS MILL ROAD
SUITE 250
CHESTERFIELD
MO
United States
Tel: 314-896-2211
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RUSSON, JOHN, GEORGE Individual MANAGING MEMBER 01/2021 > 75%
LOPEZ, BRYAN, ARTURO Individual CHIEF COMPLIANCE OFFICER 01/2024 < 5%

No. Employees, Historic

10502023202420254 on 1/5/20235 on 3/20/20245 on 3/26/2024

RAUM, Historic

5M3M02023202420254410100 on 1/5/20234982652 on 3/20/20244982652 on 3/26/2024