MOTTE MANAGERS, LLC
Adviser information for MOTTE MANAGERS, LLC last updated from Form ADV on January 13th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $789,000 |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $789,000 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $789,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-127308 |
|---|---|
| SEC ERA File Number | 801-127308 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143895 |
| Legal Entity Identifier | None |
Principal Office
445 S D ST.2ND FLOOR
PERRIS
CA
United States
Monday - Friday, 8AM-4PM PST
Tel: 951-657-4281, Fax: 951-657-2406
Websites
Chief Compliance Officer
STEPHEN MOTTE
445 S. D STREET
2ND FLOOR
PERRIS
CA
United States
Tel:
6028101107
I***@****************M
(Full email address available in API data)
Regulatory Contact
SCOTT MOTTE
MANAGER
445 S D ST
2ND FLOOR
PERRIS
CA
United States
Tel:
951.657.4281
Fax:
951.657.2406
S****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOTTE, SCOTT, DANIEL | Individual | – | MANAGING MEMBER | 02/2007 | 25-50% |
| MOTTE, JOHN, DENNIS | Individual | – | MEMBER | 02/2007 | 25-50% |
| MOTTE, STEPHEN, JAMES | Individual | – | CCO | 02/2007 | 25-50% |