CROSSROADS ADVISOR NETWORK LLC
Adviser information for CROSSROADS ADVISOR NETWORK LLC last updated from Form ADV on May 12th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-127323 |
|---|---|
| SEC ERA File Number | 801-127323 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318072 |
| Legal Entity Identifier | None |
Principal Office
7708 84TH AVENUE CT NWGIG HARBOR
WA
United States
Monday - Friday, 7AM - 4PM PST
Tel: 253-254-6883, Fax: None
Chief Compliance Officer
J. RYAN HIXON
PRESIDENT
7708 84TH AVENUE CT NW
GIG HARBOR
WA
United States
Tel:
253-254-6883
R*****@**************S
(Full email address available in API data)
Regulatory Contact
JEFFREY SIMS
CFO
7708 84TH AVENUE CT NW
GIG HARBOR
WA
United States
Tel:
253-254-6883
J****@**************S
(Full email address available in API data)
Industry Affiliates
| DIRECTTRADE SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ADVISOR SYSTEMS, INC. | Domestic Entity | – | PARENT COMPANY | 06/2021 | > 75% |
| Hixon, Jacy, Ryan | Individual | ADVISOR SYSTEMS, INC. | OWNER, PRESIDENT, CEO | 06/2021 | 50-75% |
| SIMS, JEFFREY, SCOTT | Individual | ADVISOR SYSTEMS, INC. | OWNER, CFO, VP | 06/2021 | 50-75% |
| Hixon, Jacy, Ryan | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2021 | < 5% |