RAMOS, MARIO

Adviser information for RAMOS, MARIO last updated from Form ADV on February 16th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Sole Proprietorship
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Publication of periodicals or newslettersEducational seminars/workshops
Compensation Fixed fees

Identifiers

SEC RIA File Number 801-127334
SEC ERA File Number 801-127334
SEC CIK Numbers None
SEC CRD Numbers 324264
Legal Entity Identifier None

Principal Office

163 SULLIVAN PL
BROOKLYN
NY
United States
Monday - Friday, BY APPOINTMENT
Tel: 646-895-2207, Fax: None

Chief Compliance Officer

MARIO RAMOS
163 SULLIVAN PLACE
BROOKLYN
NY
United States
Tel: 6468952207
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Ramos, Mario, Israel Individual OWNER 01/2022 > 75%
Ramos, Mario, Israel Individual CHIEF COMPLIANCE OFFICER 02/2023 > 75%

No. Employees, Historic

1050202320241 on 1/13/20231 on 2/14/20231 on 2/16/2023