RAMOS, MARIO
Adviser information for RAMOS, MARIO last updated from Form ADV on February 16th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Sole Proprietorship |
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Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 1 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Publication of periodicals or newslettersEducational seminars/workshops |
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Compensation | Fixed fees |
Identifiers
SEC RIA File Number | 801-127334 |
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SEC ERA File Number | 801-127334 |
SEC CIK Numbers | None |
SEC CRD Numbers | 324264 |
Legal Entity Identifier | None |
Principal Office
163 SULLIVAN PLBROOKLYN
NY
United States
Monday - Friday, BY APPOINTMENT
Tel: 646-895-2207, Fax: None
Websites
Chief Compliance Officer
MARIO RAMOS
163 SULLIVAN PLACE
BROOKLYN
NY
United States
Tel:
6468952207
I*******************@*******M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
Ramos, Mario, Israel | Individual | – | OWNER | 01/2022 | > 75% |
Ramos, Mario, Israel | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | > 75% |