STOCKWELL VENTURES, LLC
Adviser information for STOCKWELL VENTURES, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $30.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $30.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $30.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-127349 |
|---|---|
| SEC ERA File Number | 801-127349 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323092 |
| Legal Entity Identifier | None |
Principal Office
810 SEVENTH AVENUE24TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30 AM- 5:30 PM
Tel: 859 787 0454, Fax: None
Chief Compliance Officer
ALEXANDRA LUSTIG-ELGRABLY
GENERAL COUNSEL
810 SEVENTH AVENUE
24TH FLOOR
NEW YORK
NY
United States
Tel:
859 787 0454
A***************@*******************M
(Full email address available in API data)
Industry Affiliates
| AMC INSURANCE AGENCY OF TEXAS, INC. | Insurance company or agency |
| PMN RESIDENTIAL I GP, LP | Sponsor or syndicator of limited partnerships |
| PRETIUM ALTERNATIVE LOAN FUNDING GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM ARC ACQUISITION GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| PRETIUM CREDIT CLO MANAGEMENT, LLC | Other investment adviser, including financial planners |
| PRETIUM CREDIT MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM LEGAL OPPORTUNITIES FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PRETIUM MEZZANINE CREDIT OPPORTUNITIES FUND I GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM MILE HIGH JV (CORE) MEMBER, LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| PRETIUM MILE HIGH JV (INCOME) MEMBER, LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| PRETIUM MILE HIGH JV (VALUE) MEMBER, LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| PRETIUM MORTGAGE CREDIT PARTNERS I GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM OLYMPUS GP, LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| PRETIUM PLATFORM MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM REO GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM REO II, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PRETIUM REO, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM RESIDENTIAL CREDIT ANNEX FUND GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM RESIDENTIAL CREDIT FUND II GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM RESIDENTIAL CREDIT MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM RESIDENTIAL OPPORTUNITIES FUND I GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| PRETIUM RESIDENTIAL REAL ESTATE FUND II GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PRETIUM SEVEN POINTS GP, LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| PRETIUM SFR V AIV 2 GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM SINGLE-FAMILY RENTAL FUND III GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM SINGLE-FAMILY RENTAL FUND IV GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM SINGLE-FAMILY RENTAL FUND V GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM SINGLE-FAMILY RENTAL FUND VI GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| PRETIUM SINGLE-FAMILY RENTAL INVESTMENTS MANAGER V, LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PRETIUM SINGLE-FAMILY RENTAL INVESTMENTS V GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| PRETIUM SINGLE-FAMILY RENTAL MANAGER III, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM SINGLE-FAMILY RENTAL MANAGER V, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PRETIUM SINGLE-FAMILY RENTAL MANAGER VI, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PRETIUM SMA MANAGER, LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| PRETIUM STRUCTURED CREDIT OPPORTUNITIES FUND GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM STRUCTURED CREDIT OPPORTUNITIES FUND II GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM TRUE NORTH JV GP, LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| PRNL RESIDENTIAL I GP, LP | Sponsor or syndicator of limited partnerships |
| PROGRESS RESIDENTIAL BROKERAGE SERVICES, LLC | Real estate broker or dealer |
| PROGRESS RESIDENTIAL DIRECT SERVICES, LLC | Real estate broker or dealer |
| RESIDENTIAL HOME OWNER GP, LP | Sponsor or syndicator of limited partnerships |
| RESIDENTIAL HOME OWNER-BERM FW GP, LP | Sponsor or syndicator of limited partnerships |
| RESIDENTIAL HOME OWNER-E GP, LP | Sponsor or syndicator of limited partnerships |
| RESIDENTIAL HOME OWNER-VERM FW GP, LP | Sponsor or syndicator of limited partnerships |
| SINGLE FAMILY RENTAL I-TALON FW GP, LP | Sponsor or syndicator of limited partnerships |
| SPIRITS OPPORTUNITY FUND I GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| VALCOUR OPPORTUNITIES ASSOCIATES I LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SPIRITS OPPORTUNITY FUND I, LP | Private Equity Fund | $30.0M | $10.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MULLEN, DONALD, ROBERT | Individual | – | CHAIRMAN | 08/2022 | < 5% |
| Martina, Justin, Ari | Individual | – | MANAGING DIRECTOR | 08/2022 | < 5% |
| MULLEN, DONALD, ROBERT | Individual | MVRE, LLC | MANAGING MEMBER | 08/2022 | > 75% |
| LUSTIG ELGRABLY, ALEXANDRA | Individual | – | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | 01/2023 | < 5% |
| STWLG HOLDINGS, LP | Domestic Entity | – | MAJORITY OWNER | 05/2023 | > 75% |
| STWLG HOLDINGS PARENT, LLC | Domestic Entity | STWLG HOLDINGS, LP | PARTNER | 05/2023 | 50-75% |
| STWLG HOLDINGS GP, LLC | Domestic Entity | STWLG HOLDINGS, LP | GENERAL PARTNER | 05/2023 | |
| MVRE, LLC | Domestic Entity | STWLG HOLDINGS GP, LLC | SOLE MEMBER | 05/2023 | > 75% |
| MVRE, LLC | Domestic Entity | STWLG HOLDINGS PARENT, LLC | SOLE MEMBER | 05/2023 | > 75% |
| WOFU US CORP. | Domestic Entity | STWLG HOLDINGS, LP | PARTNER | 05/2023 | 25-50% |