CANOPY PARTNERS
CANOPY PARTNERS, LLC Legal Name
Adviser information for CANOPY PARTNERS last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 287 | $573.4M |
| Non-Discretionary | 10 | $23.4M |
| Total | 297 | $596.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 8 | $596.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMSubscription fees |
Principal Office
3825 EDWARDS ROADSUITE 420
CINCINNATI
OH
United States
Monday - Friday, 9AM-5PM
Tel: 5134042604, Fax: None
Chief Compliance Officer
LESLIE GREEN
255 E. FIFTH STREET
CINCINNATI
OH
United States
Tel:
513-392-4871
L*****@*********M
(Full email address available in API data)
Regulatory Contact
CHUCK STUTENROTH
3825 EDWARDS ROAD
SUITE 420
CINCINNATI
OH
United States
Tel:
513-404-2604
C****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STONE, JUSTIN, JAN | Individual | – | OWNER | 01/2023 | 10-25% |
| GREEN, LESLIE, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| STUTENROTH, CHARLES, EDWARD | Individual | – | OWNER & MANAGING PARTNER | 01/2023 | 25-50% |
| Mahon, Scott, Joseph | Individual | – | OWNER & PARTNER | 06/2023 | 10-25% |
| BAUCOM, CHRISTOPHER, LEE | Individual | – | OWNER & PARTNER | 08/2023 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Aac Technologies Holdings Inc A D R | Common Stock | 88K | 23K | – |
| Aflac Inc | Common Stock | 287K | 3K | – |
| Abbott Laboratories | Common Stock | 859K | 8K | – |
| Advanced Micro Devices I | Common Stock | 663K | 4K | – |
| Airbnb Inc CL A | Common Stock | 195K | 1K | – |
| Allianz Se F Unsponsored ADR | Common Stock | 229K | 8K | – |
| Alstom SA F Sponsored ADR | Common Stock | 56K | 34K | – |
| Amazon.Com Inc | Common Stock | 6M | 33K | – |
| American Express Co | Common Stock | 966K | 4K | – |
| Amgen Inc | Common Stock | 800K | 3K | – |
| Amphenol Corp Class A | Common Stock | 630K | 9K | – |
| Elevance Health Inc | Common Stock | 286K | 528 | – |
| Apple Inc | Common Stock | 10M | 48K | – |
| Applied Materials | Common Stock | 640K | 3K | – |
| Astrazeneca PLC F Sponsored ADR | Common Stock | 449K | 6K | – |
| Auto Data Processing | Common Stock | 2M | 7K | – |
| Avery Dennison Corp | Common Stock | 221K | 1K | – |
| Bank Of America Corp | Common Stock | 1M | 31K | – |
| Berkshire Hathaway Class B | Common Stock | 955K | 2K | – |
| Boeing Co | Common Stock | 333K | 2K | – |
| Canadian Natural Res F | Common Stock | 207K | 6K | – |
| Caterpillar | Common Stock | 765K | 2K | – |
| Chevron Corp. | Common Stock | 1M | 7K | – |
| Coca-Cola | Common Stock | 390K | 6K | – |
| Colgate Palmolive Co | Common Stock | 277K | 3K | – |
| Commonwealth BK Aust F Sponsored ADR | Common Stock | 273K | 3K | – |
| Companhia Energetic F Sponsored ADR | Common Stock | 33K | 19K | – |
| Danaher Corp | Common Stock | 811K | 3K | – |
| Deere & Co | Common Stock | 642K | 2K | – |
| DR Reddy S Laboratorie F Sponsored ADR | Common Stock | 280K | 4K | – |
| Ecolab Inc | Common Stock | 559K | 2K | – |
| Emerson Electric Co | Common Stock | 411K | 4K | – |
| Fair Isaac Intl Corp | Common Stock | 670K | 450 | – |
| General Dynamics Corp | Common Stock | 232K | 799 | – |
| General Electric Co | Common Stock | 191K | 1K | – |
| General Mills Inc | Common Stock | 320K | 5K | – |
| Gilead Sciences Inc | Common Stock | 308K | 4K | – |
| HSBC HLDGS PLC F Sponsored ADR | Common Stock | 201K | 5K | – |
| Henderson Land Develop F Sponsored ADR | Common Stock | 32K | 12K | – |
| Hitachi LTD F Sponsored ADR | Common Stock | 237K | 1K | – |
| Home Depot | Common Stock | 783K | 2K | – |
| Honeywell Intl Inc | Common Stock | 528K | 2K | – |
| Hudbay Minerals Inc | Common Stock | 134K | 15K | – |
| Illinois Tool Works | Common Stock | 724K | 3K | – |
| Imperial Oil LTD F | Common Stock | 221K | 3K | – |
| Industria De Diseno Te F Sponsored ADR | Common Stock | 207K | 8K | – |
| Infosys LTD F Sponsored ADR | Common Stock | 309K | 17K | – |
| ING Groep ADR Rep 1 Or F Sponsored ADR | Common Stock | 263K | 15K | – |
| Intel | Common Stock | 314K | 10K | – |
| IBM | Common Stock | 233K | 1K | – |
| Intuit Inc | Common Stock | 201K | 306 | – |
| iShares Core S&P 500 ETF | ETF | 1M | 3K | – |
| iShares Core US Aggregate Bond ETF | ETF | 206K | 2K | – |
| iShares MSCI Emerging Markets ETF | ETF | 616K | 14K | – |
| iShares S&P 500 Growth ETF | ETF | 1M | 12K | – |
| iShares S&P 500 Value ETF | ETF | 964K | 5K | – |
| iShares 20 Year Treasury Bond ETF | ETF | 429K | 5K | – |
| iShares 7-10 Year Treasury Bond ETF | ETF | 1M | 13K | – |
| iShares MSCI EAFE ETF | ETF | 742K | 9K | – |
| iShares Russell Mid Cap ETF | ETF | 7M | 81K | – |
| iShares Core S&P Mid-Cap ETF | ETF | 274K | 5K | – |
| iShares Russell 1000 Growth ETF | ETF | 239K | 657 | – |
| iShares Russell 2000 ETF | ETF | 1M | 6K | – |
| iShares Russel 3000 ETF | ETF | 211K | 682 | – |
| iShares Core S&P Small-Cap ETF | ETF | 4M | 35K | – |
| iShares MSCI Acwi Ex US ETF | ETF | 443K | 8K | – |
| iShares MSCI EAFE Small Cap ETF | ETF | 2M | 32K | – |
| iShares MSCI EAFE Growth ETF | ETF | 1M | 10K | – |
| Itochu Corp F Sponsored ADR | Common Stock | 236K | 2K | – |
| Johnson & Johnson | Common Stock | 2M | 14K | – |
| Kroger Co | Common Stock | 190K | 4K | – |
| L Oreal S A F Sponsored ADR | Common Stock | 468K | 5K | – |
| LVMH Moet Hennessy Lou F Sponsored ADR | Common Stock | 278K | 2K | – |
| Lilly Eli & Co | Common Stock | 996K | 1K | – |
| Lowes Co Inc | Common Stock | 598K | 3K | – |
| McDonalds | Common Stock | 848K | 3K | – |
| Microsoft | Common Stock | 11M | 24K | – |
| Micron Technology | Common Stock | 467K | 4K | – |
| Mitsubishi U F J Finan F Sponsored ADR | Common Stock | 135K | 12K | – |
| Mondelez International W I | Common Stock | 862K | 13K | – |
| Morgan Stanley | Common Stock | 523K | 5K | – |
| Murata MFG Co LTD F Sponsored ADR | Common Stock | 125K | 12K | – |
| NTNL Australia Bank F Sponsored ADR | Common Stock | 296K | 25K | – |
| Nestle S A F Sponsored ADR | Common Stock | 494K | 5K | – |
| Nike Inc | Common Stock | 388K | 5K | – |
| Novo-Nordisk As Vormal F Sponsored ADR | Common Stock | 973K | 7K | – |
| P N C Financial Services Group Inc | Common Stock | 1M | 7K | – |
| Palo Alto Networks | Common Stock | 362K | 1K | – |
| Pepsico Inc | Common Stock | 1M | 7K | – |
| Pfizer | Common Stock | 923K | 33K | – |
| PDD Holdings Inc F Unsponsored ADR | Common Stock | 203K | 2K | – |
| Procter & Gamble | Common Stock | 882K | 5K | – |
| Qualcomm Inc | Common Stock | 778K | 4K | – |
| Republic Services | Common Stock | 466K | 2K | – |
| Roche HLDG AG F Sponsored ADR | Common Stock | 258K | 7K | – |
| Roper Technologies | Common Stock | 378K | 670 | – |
| Royal Bank Of Canada F | Common Stock | 306K | 3K | – |
| Shell PLC F Sponsored ADR | Common Stock | 323K | 4K | – |
| SAP Se Spon A D R | Common Stock | 321K | 2K | – |
| Charles Schwab Corp | Common Stock | 714K | 10K | – |
| Shin Etsu Chemical Co F Sponsored ADR | Common Stock | 196K | 10K | – |
| Starbucks Corp | Common Stock | 885K | 11K | – |
| Stryker Corp | Common Stock | 209K | 614 | – |
| Taiwan Semiconductr F Sponsored ADR | Common Stock | 2M | 11K | – |
| Texas Instruments | Common Stock | 573K | 3K | – |
| Thermo Fisher SCNTFC | Common Stock | 701K | 1K | – |
| Tokio Marine Holdings F Sponsored ADR | Common Stock | 207K | 5K | – |
| Tokyo Electron LTD F Sponsored ADR | Common Stock | 230K | 2K | – |
| Toyota Motor Corp F Sponsored ADR | Common Stock | 263K | 1K | – |
| Transdigm Group Inc | Common Stock | 928K | 726 | – |
| U S Bancorp | Common Stock | 18K | 450 | – |
| Union Pacific Corp | Common Stock | 539K | 2K | – |
| United Microelectronic F Sponsored ADR | Common Stock | 236K | 27K | – |
| Vanguard Muni BND Tax Exempt ETF | ETF | 2M | 36K | – |
| Vanguard Total Stock Market ETF | ETF | 13M | 48K | – |
| Wal-Mart | Common Stock | 2M | 32K | – |
| Wells Fargo & Co | Common Stock | 397K | 7K | – |
| Williams Sonoma Inc | Common Stock | 315K | 1K | – |
| Zurich Insurance Group F Sponsored ADR | Common Stock | 202K | 4K | – |
| Raytheon Technologies Co | Common Stock | 213K | 2K | – |
| Invesco QQQ Trust ETF | ETF | 401K | 837 | – |
| Target Corp | Common Stock | 966K | 7K | – |
| Edwards Lifesciences Corp | Common Stock | 846K | 9K | – |
| Barclays PLC A D R | Common Stock | 139K | 13K | – |
| Abbvie Inc | Common Stock | 737K | 4K | – |
| Adobe Inc | Common Stock | 582K | 1K | – |
| Aegon LTD Amer Reg G D R | Common Stock | 64K | 10K | – |
| Alphabet Inc. Class C | Common Stock | 954K | 5K | – |
| Alphabet Inc. Class A | Common Stock | 7M | 41K | – |
| American Tower Corp | Common Stock | 357K | 2K | – |
| Anz Group Holdings LTD F Unsponsored ADR | Common Stock | 238K | 13K | – |
| BlackRock Inc | Common Stock | 802K | 1K | – |
| Booking Holdings Inc | Common Stock | 765K | 193 | – |
| Brasil SA A D R | Common Stock | 121K | 30K | – |
| Broadcom Inc | Common Stock | 1M | 627 | – |
| Cisco Systems | Common Stock | 449K | 9K | – |
| Comcast Corp Class A | Common Stock | 303K | 8K | – |
| Conocophillips | Common Stock | 760K | 7K | – |
| Costco Wholesale Co | Common Stock | 2M | 2K | – |
| DBS Group Holdings Lim F Sponsored ADR | Common Stock | 207K | 2K | – |
| Daiichi Sankyo Co F Sponsored ADR | Common Stock | 230K | 7K | – |
| Dimensional US Core Equity Markt ETF | ETF | 5M | 146K | – |
| Dimensional Emerg Core Eqy MRKT ETF | ETF | 338K | 13K | – |
| Dimensional Core Fixed Income ETF | ETF | 1M | 32K | – |
| Dimensional ETF (trust World Ex US Core) | ETF | 4M | 154K | – |
| Duke Energy Corp | Common Stock | 61K | 610 | – |
| ExxonMobil | Common Stock | 631K | 5K | – |
| Meta Platforms Inc Class A | Common Stock | 4M | 8K | – |
| Goldman Sachs Group | Common Stock | 421K | 930 | – |
| HDFC Bank LTD A D R | Common Stock | 328K | 5K | – |
| Hermes Interntnl Sca F Sponsored ADR | Common Stock | 242K | 1K | – |
| Icici Bank LTD A D R | Common Stock | 414K | 14K | – |
| Intuitive Surgical | Common Stock | 355K | 799 | – |
| iShares Core MSCI Total ETF | ETF | 1M | 16K | – |
| iShares Core MSCI EAFE ETF | ETF | 10M | 139K | – |
| iShares Core MSCI Emerging ETF | ETF | 5M | 94K | – |
| JPMorgan Chase | Common Stock | 2M | 11K | – |
| KB Finl Group Inc F Sponsored ADR | Common Stock | 401K | 7K | – |
| K B Home | Common Stock | 200K | 3K | – |
| Marathon Pete Corp | Common Stock | 651K | 4K | – |
| Mastercard Inc Class A | Common Stock | 2M | 4K | – |
| Merck & Co. Inc. | Common Stock | 1M | 11K | – |
| Mizuho Finl Group F Sponsored ADR | Common Stock | 48K | 11K | – |
| Netflix Inc | Common Stock | 640K | 948 | – |
| Nextera Energy Inc | Common Stock | 407K | 6K | – |
| Novartis AG F Sponsored ADR | Common Stock | 331K | 3K | – |
| Nvidia Corp | Common Stock | 6M | 49K | – |
| Oracle Corp | Common Stock | 474K | 3K | – |
| Prologis Inc. REIT | Reit | 204K | 2K | – |
| Prosus N V F Sponsored ADR | Common Stock | 85K | 12K | – |
| S&P Global Inc | Common Stock | 314K | 705 | – |
| SPDR S&P 500 ETF | ETF | 10M | 19K | – |
| SPDR S&P Midcap 400 ETF | ETF | 8M | 14K | – |
| Salesforce | Common Stock | 2M | 6K | – |
| Schneider Elect Se Unsp A D R | Common Stock | 281K | 6K | – |
| Energy Select Sector SPDR Fund ETF | Fund | 222K | 2K | – |
| Industrial Select Sector SPDR Fund | ETF | 224K | 2K | – |
| Technology Select Sector SPDR Fund | ETF | 377K | 2K | – |
| Service Now Inc | Common Stock | 2M | 2K | – |
| Stantec Inc | Common Stock | 224K | 3K | – |
| Sumitomo Mitsui Finl00 F Sponsored ADR | Common Stock | 170K | 13K | – |
| Tencent Holdings F Unsponsored ADR | Common Stock | 445K | 9K | – |
| Tesla Motors | Common Stock | 709K | 4K | – |
| 3M | Common Stock | 176K | 2K | – |
| Uber Technologies Inc | Common Stock | 495K | 7K | – |
| Uni Charm Corporation A D R | Common Stock | 114K | 18K | – |
| UnitedHealth Group | Common Stock | 2M | 4K | – |
| Visa Inc Class A | Common Stock | 1M | 6K | – |
| Waste Management Inc | Common Stock | 457K | 2K | – |
| Wipro LTD F Sponsored ADR | Common Stock | 301K | 49K | – |
| Xcel Energy Inc | Common Stock | 23K | 422 | – |
| Xylem Inc Com | Common Stock | 374K | 3K | – |
| Accenture PLC F Class A | Common Stock | 884K | 3K | – |
| Eaton Corp PLC F | Common Stock | 770K | 2K | – |
| Linde PLC F | Common Stock | 330K | 751 | – |
| Aptiv PLC F | Common Stock | 232K | 3K | – |
| Chubb LTD F | Common Stock | 638K | 3K | – |
| Asml Holding N V F Sponsored ADR | Common Stock | 568K | 555 | – |