KELSO ADVISORS, LLC

Adviser information for KELSO ADVISORS, LLC last updated from Form ADV on March 6th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New Jersey, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-127383
SEC ERA File Number 801-127383
SEC CIK Numbers None
SEC CRD Numbers 324956, 324956
Legal Entity Identifier None

Principal Office

500 N FRANKLIN TPKE, SUITE 220
RAMSEY
NJ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 201 661-5010, Fax: None

Chief Compliance Officer

STEVEN C. SCHWARTZ
CHIEF COMPLIANCE OFFICER
500 N FRANKLIN TPKE
#220
RAMSEY
NJ
United States
Tel: 201-264-8019
(Full email address available in API data)

Regulatory Contact

THOMAS A. KOVATCH
CHIEF EXECUTIVE OFFICER
500 N FRANKLIN TPKE
#220
RAMSEY
NJ
United States
Tel: 201-739-2169
(Full email address available in API data)

Industry Affiliates

UIC, INC. Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KOVATCH, THOMAS, A Individual CHIEF EXECUTIVE OFFICER 10/2007 > 75%
SCHWARTZ, STEVEN, CHRISTOPHER Individual CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER 03/2015 < 5%

No. Employees, Historic

1050202320242 on 1/26/20232 on 3/6/2023