KELSO ADVISORS, LLC
Adviser information for KELSO ADVISORS, LLC last updated from Form ADV on March 6th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | New Jersey, United States |
Employees
Total Number of Employees | 2 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 2 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
---|
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businesses |
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Compensation | % of AUM |
Other Business Activities | Insurance broker or agent |
Principal Office
500 N FRANKLIN TPKE, SUITE 220RAMSEY
NJ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 201 661-5010, Fax: None
Chief Compliance Officer
STEVEN C. SCHWARTZ
CHIEF COMPLIANCE OFFICER
500 N FRANKLIN TPKE
#220
RAMSEY
NJ
United States
Tel:
201-264-8019
S********@*************************M
(Full email address available in API data)
Regulatory Contact
THOMAS A. KOVATCH
CHIEF EXECUTIVE OFFICER
500 N FRANKLIN TPKE
#220
RAMSEY
NJ
United States
Tel:
201-739-2169
T*******@*******M
(Full email address available in API data)
Industry Affiliates
UIC, INC. | Insurance company or agency |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
KOVATCH, THOMAS, A | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2007 | > 75% |
SCHWARTZ, STEVEN, CHRISTOPHER | Individual | – | CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER | 03/2015 | < 5% |