VICTORY FINANCIAL

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	12
Investment Advisory/Research	12
Registered Broker-Dealer Representatives	9
Registered State Investment Advisers	12
Licensed Agents of an Insurance Company	12
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,521	$288.8M
Non-Discretionary	0	$0
Total	1,521	$288.8M

Clients

Type	Number	RAUM
Individuals	715	$153.4M
HNW Individuals	71	$132.0M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	3	$724,533
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	4	$2.7M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation	% of AUMFixed fees

Identifiers

SEC RIA File Number	801-127385
SEC ERA File Number	801-127385
SEC CIK Numbers	2011333
SEC CRD Numbers	324943
Legal Entity Identifier	None

Principal Office

6500 RIVER PLACE BLVD.
BLDG. 1, STE. 203
AUSTIN
TX
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic