BROADSTREET GLOBAL ADVISORS, INC.
Adviser information for BROADSTREET GLOBAL ADVISORS, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 357 | $102.7M |
| Non-Discretionary | 0 | $0 |
| Total | 357 | $102.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 53 | $47.5M |
| HNW Individuals | 199 | $55.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-127387 |
|---|---|
| SEC ERA File Number | 801-127387 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324586 |
| Legal Entity Identifier | None |
Principal Office
361 ROUTE 202SOMERS
NY
United States
Monday - Friday, APPOINTMENT ONLY
Tel: 914-427-8036, Fax: 914-500-2375
Chief Compliance Officer
NICHOLAS MANCINI
361 ROUTE 202
SOMERS
NY
United States
Tel:
914-427-8036
Fax:
(914) 500-2375
N***@****************************M
(Full email address available in API data)
Industry Affiliates
| BROADSTREET FAMILY OFFICE LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MANCINI, NICHOLAS, JOESEPH | Individual | – | PRESIDENT / CHIEF COMPLIANCE OFFICER | 01/2023 | > 75% |