POSITION WEALTH
POSITION WEALTH LLC Legal Name
Adviser information for POSITION WEALTH last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 183 | $166.4M |
| Non-Discretionary | 0 | $0 |
| Total | 183 | $166.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 132 | $40.0M |
| HNW Individuals | 51 | $126.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3,975 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $16,567 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-127393 |
|---|---|
| SEC ERA File Number | 801-127393 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325116 |
| Legal Entity Identifier | None |
Principal Office
2001 TIMBERLOCH PLACESUITE 500
THE WOODLANDS
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 281-968-2780, Fax: None
Chief Compliance Officer
CARY MARGER
675 EAST MANSFIELD AVE
SALT LAKE CITY
UT
United States
Tel:
281-968-5606
C***@*****************M
(Full email address available in API data)
Regulatory Contact
DANNY ALLIZADEH
MANAGING PARTNER
2001 TIMBERLOCH PLACE
SUITE 500
THE WOODLANDS
TX
United States
Tel:
281-968-5605
D****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLIZADEH AND MARGER CAPITAL LLC | Domestic Entity | – | OWNER | 09/2019 | > 75% |
| ALLIZADEH, DANNY | Individual | – | MANAGING PARTNER | 09/2019 | < 5% |
| MARGER, CARY, SETH | Individual | – | CCO | 09/2019 | < 5% |
| ALLIZADEH, DANNY | Individual | ALLIZADEH AND MARGER CAPITAL LLC | MANAGING PARTNER | 09/2019 | > 75% |
| MARGER, CARY, SETH | Individual | ALLIZADEH AND MARGER CAPITAL LLC | MANAGING PARTNER | 09/2019 | 25-50% |