WHITEHORSE LIQUIDITY PARTNERS INC.
Adviser information for WHITEHORSE LIQUIDITY PARTNERS INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 156 |
|---|---|
| Investment Advisory/Research | 39 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 35 | $14.4B |
| Non-Discretionary | 0 | $0 |
| Total | 35 | $14.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 35 | $14.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 37 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-127412 |
|---|---|
| SEC ERA File Number | 801-127412 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281728 |
| Legal Entity Identifier | 549300O0IJQQ1PSG8M44 |
Principal Office
79 WELLINGTON ST. WEST, TD SOUTH TOWERBOX 92, SUITE 2100
TORONTO
Canada
Monday - Friday, 9AM-5PM
Tel: 647-925-1284, Fax: None
Chief Compliance Officer
JENNIFER MCGOEY
79 WELLINGTON ST. WEST, TD SOUTH TOWER
SUITE 2100, BOX 92
TORONTO
Canada
Tel:
416-668-3395
J******@**********************M
(Full email address available in API data)
Regulatory Contact
YANN ROBARD
MANAGING PARTNER, SECRETARY AND SOLE DIRECTOR
79 WELLINGTON ST. WEST, TD SOUTH TOWER
SUITE 2100, BOX 92
TORONTO
Canada
Tel:
647-925-1284
Y******@**********************M
(Full email address available in API data)
Industry Affiliates
| WHITEHORSE ASSOCIATES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| WHITEHORSE ASSOCIATES I LP | Sponsor, GP, manager of pooled investment vehicles |
| WHITEHORSE ASSOCIATES II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| WHITEHORSE ASSOCIATES III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| WHITEHORSE ASSOCIATES IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| WHITEHORSE LIQUIDITY PARTNERS (UK) LTD. | Other investment adviser, including financial planners |
| WHITEHORSE LIQUIDITY PARTNERS EQUITY FUND GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| WHITEHORSE LIQUIDITY PARTNERS GP SOLUTIONS FUND II GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| WHITEHORSE LIQUIDITY PARTNERS GPSOF GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| WHITEHORSE LIQUIDITY PARTNERS IDF GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| WHITEHORSE LIQUIDITY PARTNERS V GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| WHITEHORSE LIQUIDITY PARTNERS V-R GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| WHITEHORSE LIQUIDITY PARTNERS VI GP INC. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WHITEHORSE LIQUIDITY PARTNERS (CO-INVEST) VI LP | Private Equity Fund | $50.4M | $5.0M | 3 |
| WHITEHORSE LIQUIDITY PARTNERS CO-INVEST V LP | Private Equity Fund | $162.1M | $5.0M | 3 |
| WHITEHORSE LIQUIDITY PARTNERS EQUITY FUND LP | Private Equity Fund | $351.6M | $5.0M | 72 |
| WHITEHORSE LIQUIDITY PARTNERS GP SOLUTIONS FUND II LP | Private Equity Fund | $0.0M | $5.0M | 0 |
| WHITEHORSE LIQUIDITY PARTNERS GPSOF LP | Private Equity Fund | $579.7M | $5.0M | 20 |
| WHITEHORSE LIQUIDITY PARTNERS I LP | Private Equity Fund | $89.0M | $5.0M | 39 |
| WHITEHORSE LIQUIDITY PARTNERS IDF I LP | Private Equity Fund | $105.0M | $5.0M | 2 |
| WHITEHORSE LIQUIDITY PARTNERS II LP | Private Equity Fund | $597.5M | $5.0M | 62 |
| WHITEHORSE LIQUIDITY PARTNERS III LP | Private Equity Fund | $1,255.8M | $5.0M | 81 |
| WHITEHORSE LIQUIDITY PARTNERS IV LP | Private Equity Fund | $3,626.1M | $5.0M | 159 |
| WHITEHORSE LIQUIDITY PARTNERS V LP | Private Equity Fund | $5,968.9M | $5.0M | 314 |
| WHITEHORSE LIQUIDITY PARTNERS VI LP | Private Equity Fund | $1,647.7M | $5.0M | 54 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROBARD, YANN, PHILIPPE | Individual | – | MANAGING PARTNER, SECRETARY AND SOLE DIRECTOR | 08/2015 | < 5% |
| BOTHAMLEY, MARILIA | Individual | – | CHIEF FINANCIAL OFFICER | 02/2020 | < 5% |
| ROBARD, YANN, PHILIPPE | Individual | KLUANE WH HOLDINGS INC. | MANAGING PARTNER, SECRETARY AND SOLE DIRECTOR | 08/2015 | > 75% |
| KUCHINSKY, MATTHEW, IAN | Individual | – | GENERAL COUNSEL | 04/2023 | < 5% |
| WHITEHORSE LIQUIDITY PARTNERS HOLDCO INC. | Foreign Entity | – | SHAREHOLDER | 10/2021 | > 75% |
| KLUANE WH HOLDINGS INC. | Foreign Entity | WHITEHORSE LIQUIDITY PARTNERS HOLDCO INC. | SHAREHOLDER | 10/2021 | > 75% |
| MCGOEY, JENNIFER, FIONA | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |
| MINERS, DEREK, PAUL | Individual | – | CHIEF OPERATIONS OFFICER | 04/2023 | < 5% |