KONVERGENT WEALTH PARTNERS
HWM LLC Legal Name
Adviser information for KONVERGENT WEALTH PARTNERS last updated from Form ADV on February 10th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| KONVERGENT WEALTH PARTNERS WRAP FEE PROGRAM | KONVERGENT WEALTH PARTNERS |
Identifiers
| SEC RIA File Number | 801-127413 |
|---|---|
| SEC ERA File Number | 801-127413 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325111 |
| Legal Entity Identifier | None |
Principal Office
3312 ROSEDALE ST. NWSUITE 102
GIG HARBOR
WA
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 253-236-7000, Fax: 253-736-0272
Chief Compliance Officer
STEPHANIE BUSH
1001 LAKESIDE AVENUE
SUITE 990
CLEVELAND
OH
United States
Tel:
216-478-3693
S*************@*****************************M
(Full email address available in API data)
Regulatory Contact
HOMER SMITH
3312 ROSEDALE ST. NW
SUITE 102
GIG HARBOR
WA
United States
Tel:
253-236-7000
H**********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, HOMER, SCOVILLE | Individual | – | FOUNDER AND CEO | 09/2017 | > 75% |
| BUSH, STEPHANIE, KIM | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |