ALIGNMENT FINANCIAL GROUP
ALIGNMENT FINANCIAL GROUP, LLC Legal Name
Adviser information for ALIGNMENT FINANCIAL GROUP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $15.0M |
| Non-Discretionary | 40 | $300.7M |
| Total | 41 | $315.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $15.0M |
| Pension and profit sharing plans | 40 | $300.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-127444 |
|---|---|
| SEC ERA File Number | 801-127444 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306644 |
| Legal Entity Identifier | None |
Principal Office
167 WATER STREETEXETER
NH
United States
Monday - Friday, 8 AM - 5 PM
Tel: (617) 306-3159, Fax: None
Chief Compliance Officer
DANIEL L. PIMENTAL
PRINCIPAL
167 WATER STREET
EXETER
NH
United States
Tel:
(617) 306-3159
D**@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALIGNMENT DIGITAL CURRENCY FUND, LP | Hedge Fund | $15.0M | $0.3M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PIMENTAL, DANIEL, LAWRENCE | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 01/2009 | > 75% |