HPS ADVISORS, LLC
Adviser information for HPS ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 604 |
|---|---|
| Investment Advisory/Research | 283 |
| Registered Broker-Dealer Representatives | 35 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $9.7B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $9.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $9.7B |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-127446 |
|---|---|
| SEC ERA File Number | 801-127446 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324983 |
| Legal Entity Identifier | 254900V9O0NXMPTKZZ62 |
Principal Office
40 WEST 57TH STREET, 33RD FLOORNEW YORK
NY
United States
Monday - Friday, 8AM - 6PM
Tel: 212-287-6767, Fax: 212-287-6777
Chief Compliance Officer
JOSEPH VIRGILIO
40 WEST 57TH STREET, 33RD FLOOR
NEW YORK
NY
United States
Tel:
212-287-5507
J**************@**************M
(Full email address available in API data)
Industry Affiliates
| CGC III PARTNERS, LLC | Other investment adviser, including financial planners |
| CGC MANAGEMENT III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CGC, LLC | Other investment adviser, including financial planners |
| HPS ALSC MANAGEMENT, LLC | Other investment adviser, including financial planners |
| HPS AVF OFFSHORE GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HPS DEL MAR GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HPS DEL MAR OFFSHORE GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HPS DL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HPS EF GP, LLC | Other investment adviser, including financial planners |
| HPS EF OFFSHORE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HPS EL SLF 2016 GP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| HPS INVESTMENT PARTNERS (AUS) PTY LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| HPS INVESTMENT PARTNERS (HK), LIMITED | Other investment adviser, including financial planners |
| HPS INVESTMENT PARTNERS (SG) PTE. LTD. | Other investment adviser, including financial planners |
| HPS INVESTMENT PARTNERS (UK) LLP | Other investment adviser, including financial planners |
| HPS INVESTMENT PARTNERS CLO (UK) LLP | Other investment adviser, including financial planners |
| HPS INVESTMENT PARTNERS CLO (US) , LLC | Other investment adviser, including financial planners |
| HPS INVESTMENT PARTNERS LUX S�RL | Other investment adviser, including financial planners |
| HPS INVESTMENT PARTNERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| HPS MAUNA KEA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| HPS MEZZANINE MANAGEMENT 2019, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| HPS MEZZANINE MANAGEMENT III, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| HPS MEZZANINE PARTNERS 2019 GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HPS MEZZANINE PARTNERS 2019 OFFSHORE GP OF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HPS MEZZANINE PARTNERS 2019 OFFSHORE GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HPS MEZZANINE PARTNERS II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HPS MEZZANINE PARTNERS II OFFSHORE GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HPS MEZZANINE PARTNERS II, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| HPS MEZZANINE PARTNERS III GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HPS MEZZANINE PARTNERS III OFFSHORE GP OF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HPS MEZZANINE PARTNERS III OFFSHORE GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HPS OPPORTUNITIES SL MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HPS PATRIOT CO-INVEST GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HPS RE MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| HPS RV CO-INVEST PARTNERS GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HPS RV PARTNERS GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HPS SCOTLAND MEZZ II GP LLP | Sponsor, GP, manager of pooled investment vehicles |
| HPS SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HPS SIP V EUROPE GP LUX S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| HPS SPECIAL SITUATIONS OPPORTUNITY GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HPS SPECIAL SITUATIONS OPPORTUNITY II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HPS SPECIAL SITUATIONS OPPORTUNITY II OFFSHORE GP LUX S�RL | Sponsor, GP, manager of pooled investment vehicles |
| HPS SPECIAL SITUATIONS OPPORTUNITY OFFSHORE GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HPS ST CREDIT GP LUX S�RL | Sponsor, GP, manager of pooled investment vehicles |
| HPS ST CREDIT GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HPS STRATEGIC INVESTMENT MANAGEMENT V, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| HPS STRATEGIC INVESTMENT PARTNERS V EUROPE GP LUX S�RL | Sponsor, GP, manager of pooled investment vehicles |
| HPS STRATEGIC INVESTMENT PARTNERS V GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HPS STRATEGIC INVESTMENT PARTNERS V OFFSHORE GP OF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HPS STRATEGIC INVESTMENT PARTNERS V OFFSHORE GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NFP CORPORATE SERVICES (NY), LLC | Insurance company or agency |
| SEGOVIA LOAN ADVISORS (UK) LLP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KAPNICK, SCOTT, BANCROFT | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2023 | < 5% |
| ROSENFELD, FAITH | Individual | – | CHIEF ADMINISTRATIVE OFFICER | 01/2023 | < 5% |
| KNOLLMEYER, PAUL, RYAN | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF RISK OFFICER | 01/2023 | < 5% |
| CHOI, YOOHYUN KATHERINE | Individual | – | GENERAL COUNSEL | 01/2023 | < 5% |
| VIRGILIO, JOSEPH, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| HPS INVESTMENT PARTNERS, LLC | Domestic Entity | – | SOLE MEMBER | 01/2023 | > 75% |
| HPS GROUP HOLDINGS II, LLC | Domestic Entity | HPS INVESTMENT PARTNERS, LLC | SOLE MEMBER (HPS INVESTMENT PARTNERS, LLC) | 03/2016 | > 75% |
| HPS GROUP HOLDINGS I, L.P. | Domestic Entity | HPS GROUP HOLDINGS II, LLC | SOLE MEMBER | 12/2015 | > 75% |
| HPS GROUP GP, LLC | Domestic Entity | HPS GROUP HOLDINGS I, L.P. | GENERAL PARTNER | 03/2016 | |
| HPS GROUP, L.P. | Domestic Entity | HPS GROUP ADVISER HOLDINGS, L.P. | LIMITED PARTNER | 06/2018 | > 75% |
| KAPNICK, SCOTT, BANCROFT | Individual | HPS GROUP GP, LLC | SOLE MEMBER | 03/2016 | > 75% |
| HPS GROUP ADVISER HOLDINGS, L.P. | Domestic Entity | HPS GROUP HOLDINGS I, L.P. | LIMITED PARTNER | 06/2018 | > 75% |
| HPS GROUP GP, LLC | Domestic Entity | HPS GROUP ADVISER HOLDINGS, L.P. | GENERAL PARTNER | 06/2018 | |
| PURI, PURNIMA | Individual | HPS GROUP, L.P. | BOARD MEMBER | 03/2016 | |
| ROSENFELD, FAITH | Individual | HPS GROUP, L.P. | BOARD MEMBER | 03/2016 | |
| PATTERSON, MICHAEL, D | Individual | HPS GROUP, L.P. | BOARD MEMBER | 03/2016 | |
| KAPNICK, SCOTT, BANCROFT | Individual | HPS GROUP, L.P. | BOARD MEMBER | 03/2016 | |
| FRENCH, SCOT, POWELL | Individual | HPS GROUP, L.P. | BOARD MEMBER | 03/2016 | |
| HPS GROUP GP, LLC | Domestic Entity | HPS GROUP, L.P. | GENERAL PARTNER | 03/2016 |