AIM ADVISORS, LLC
Adviser information for AIM ADVISORS, LLC last updated from Form ADV on February 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 514 | $118.3M |
| Non-Discretionary | 1 | $2.5M |
| Total | 515 | $120.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 164 | $38.2M |
| HNW Individuals | 55 | $80.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $497,834 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-127447 |
|---|---|
| SEC ERA File Number | 801-127447 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325125 |
| Legal Entity Identifier | None |
Principal Office
421 N. HARRINGTON STREET, SUITE 630RALEIGH
NC
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 919-758-8911, Fax: None
Chief Compliance Officer
MATTHEW ARCHER
421 N. HARRINGTON STREET, SUITE 630
RALEIGH
NC
United States
Tel:
919-758-8911
M******@********M
(Full email address available in API data)
Regulatory Contact
MARK J DONALDSON
COMPLIANCE CONSULTANT
PO BOX 7269
KANSAS CITY
MO
United States
Tel:
913-707-7366
M*********@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| O'NEAL, NINA, MOORE | Individual | – | MANAGING MEMBER | 01/2023 | 50-75% |
| ARCHER, MATTHEW, SCOTT | Individual | – | MANAGING MEMBER / CCO | 01/2023 | 50-75% |